SPEAKER INDEX CONTENTS INSERTS
BALDACCI 36 37
BRODSKY 86 89 90 91
CLAYTON 47 48
CONDIT 32 33 70 71 72 92 93 94 98
ETHERIDGE 41 42 43
EVERETT 28 29 30 31 32
EWING 9 14 18 20 21 23 24 25 28
32 33 36 38 41 47 49 53 56
60 63 64 67 68 69 70 72 73
76 77 80 83 86 88 89 90 91
92 94 98
GORDON 61 67 71 72 75 76
GROVE 78 94 95 97
GUTKNECHT 43 44 45 46 76
KEITH WILLIAMS 4
LACKRITZ 83 91 96
LANCE KOTSCHWAR 4
MILLER 89 92 93 97
MORAN 33 34 35 36 94 95 96 97 98
NAZARETH 21 53 57 58 59 60
PARKINSON 21 26 29 35 36 43 45 48 55
56
PAUL 18 31 32 37 40 41 42 44 50
51 53 54 59 60
POMEROY 25 26 27 28 73 75 76
R 4
RAPPAPORT 63 68 70 72 73 77
RILEY 49 50 51 52 53
ROSEN 80 90 92 93 95 96 98
SACHS 15 23 25 27 28 29 30 33 34
35 38 39 42 44 46 49 50 52
53 55 57 58 59 60
SMITH 23 38 39 40 41 43
STENHOLM 22 53 54 55 56 57
STEPHEN HATERIUS 4
THUNE 43 56 57 58 59 60
WILLIAM E. O'CONNER, J 4
YOUNG 65 69 71 72
CONTENTS SPEAKERS INSERTS
OPENING STATEMENT OF HON. THOMAS W. EWING, A REPRESENTATIVE IN CONGRESS FROM THE STATE OF ILLINOIS
PAGE 8
STATEMENT OF LEE SACHS, ASSISTANT SECRETARY FOR FINANCIAL MARKETS, U.S. DEPARTMENT OF THE TREASURY
PAGE 15
STATEMENT OF C. ROBERT PAUL, GENERAL COUNSEL, COMMODITY FUTURES TRADING COMMISSION
PAGE 18
STATEMENT OF PATRICK M. PARKINSON, ASSOCIATE DIRECTOR, DIVISION OF RESEARCH AND STATISTICS, BOARD
OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM
PAGE 20
STATEMENT OF ANNETTE L. NAZARETH, DIRECTOR, DIVISION OF MARKET REGULATION, SECURITIES AND EXCHANGE
COMMISSION
PAGE 21
OPENING STATEMENT OF HON. CHARLES W. STENHOLM, A REPRESENTATIVE IN CONGRESS FROM THE STATE OF TEXAS
PAGE 22
STATEMENT OF M. SCOTT GORDON, CHAIRMAN, CHICAGO MERCANTILE EXCHANGE
PAGE 61
STATEMENT OF DANIEL RAPPAPORT, CHAIRMAN, NEW YORK MERCANTILE EXCHANGE
PAGE 63
STATEMENT OF MARK D. YOUNG, PARTNER, DERIVATIVES AND FINANCIAL SERVICES, KIRKLAND & ELLIS, ON
BEHALF OF THE CHICAGO BOARD OF TRADE
PAGE 64
STATEMENT OF RICHARD E. GROVE, JR., EXECUTIVE DIRECTOR AND CHIEF EXECUTIVE OFFICER, INTERNATIONAL
SWAPS AND DERIVATIVES ASSOCIATION
PAGE 77
STATEMENT OF EDWARD J. ROSEN, CLEARY, GOTTLIEB, STEEN & HAMILTON, ON BEHALF OF THE AD HOC
COALITION OF COMMERCIAL AND INVESTMENT BANKS
PAGE 80
STATEMENT OF MARC LACKRITZ, PRESIDENT, SECURITIES INDUSTRY ASSOCIATION
PAGE 83
STATEMENT OF WILLIAM J. BRODSKY, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, CHICAGO BOARD OPTIONS
EXCHANGE, ON BEHALF OF THE U.S. SECURITIES MARKETS COALITION
PAGE 86
STATEMENT OF WILLIAM P. MILLER, II, SENIOR VICE-PRESIDENT AND INDEPENDENT RISK OFFICER,
COMMONFUND; CHAIRMAN, END USERS OF DERIVATIVES COUNCIL, ASSOCIATION FOR FINANCIAL PROFESSIONALS
PAGE 88
INSERTS SPEAKERS CONTENTS
NO INSERTS IN THIS HEARING