SPEAKER INDEX    CONTENTS   INSERTS   
BAKER           12     22     23     25     50     51     52     54     55  
               100    101    102    103    104    141    142    143    144  
               145    152    153  
BENTSEN         22     24     55     57     58     59     60     61  
BIGGERT         61     62     63     64    105    106    107    108    109  
BRICKELL        87     92     97    112    113    114    118  
CRAPPLE        127    134    139    141    142    145    146    147    148  
               149    150    152    153  
CUNNINGHAM      71     97    103    116  
DORSCH          75     95     98    105    111    116  
DUFFY           83     84     93     95     98     99    106    107    117  
GLASS          135    138    154  
KANJORSKI       41     42     43  
LAFALCE          3      9  
LEACH            1      3      7      8      9     10     11     12     21  
                24     25     29     32     36     39     40     41     43  
                48     50     54     55     61     65     69     70     71  
                75     80     83     87     91     92     93     94     96  
                97     98     99    105    106    110    115    116    117  
               118    124    126    134    138    139    140    144    145  
               147    151    152    153    154    155  
MALONEY          9     48     49     50  
MILLER         124    139    142    143    148    151    155  
NAZARETH        33     40     44     45     46     57     58     59     70  
NEY             98  
PARKINSON       30     40     43     47     48     49     51     53     54  
                55     58     59     60     61     62     63     64     68  
                69     71  
PAUL            36     40     41     42     44     48     50     69  
ROUKEMA          7     24     44     45     46     47     48  
SACHS           26     40     42     43     45     46     47     51     60  
                65     66     67     68     70  
SCHAKOWSKY      11  
TOOMEY          10     65     66     67     68     69    110    111    112  
               113    114    147    148    149    150    151    154  
WATKINS        119    140    155  
WATT            55     93     94     95     96     97    103    104    105  
               145    146    147  
YOUNG           80     91     92     94     95     96    100    101    102  
               103    104    108    109    110    115    117  

CONTENTS    SPEAKERS   INSERTS   
STATEMENT OF HON. RICHARD H. BAKER, A MEMBER OF CONGRESS FROM THE STATE OF LOUISIANA; CHAIRMAN, 
SUBCOMMITTEE ON CAPITAL MARKETS, SECURITIES, AND GOVERNMENT SPONSORED ENTERPRISES
                                                                 PAGE    12

STATEMENT OF HON. LEWIS A. SACHS, ASSISTANT SECRETARY FOR FINANCIAL MARKETS, DEPARTMENT OF THE 
TREASURY
                                                                 PAGE    26

STATEMENT OF PATRICK M. PARKINSON, ASSOCIATE DIRECTOR, DIVISION OF RESEARCH AND STATISTICS, BOARD 
OF GOVERNORS, FEDERAL RESERVE SYSTEM
                                                                 PAGE    29

STATEMENT OF HON. ANNETTE L. NAZARETH, DIRECTOR, DIVISION OF MARKET REGULATION, U.S. SECURITIES 
AND EXCHANGE COMMISSION
                                                                 PAGE    32

STATEMENT OF C. ROBERT PAUL, GENERAL COUNSEL, COMMODITY FUTURES TRADING COMMISSION
                                                                 PAGE    36

STATEMENT OF DANIEL P. CUNNINGHAM, PARTNER, CRAVATH, SWAINE & MOORE, ON BEHALF OF THE 
INTERNATIONAL SWAPS AND DERIVATIVES ASSOCIATION, INC.
                                                                 PAGE    71

STATEMENT OF SHAWN A. DORSCH, PRESIDENT, CHIEF OPERATING OFFICER AND CO-FOUNDER, DNI HOLDINGS, 
INC. (BLACKBIRD)
                                                                 PAGE    75

STATEMENT OF MARK D. YOUNG, PARTNER, KIRKLAND & ELLIS, ON BEHALF OF THE CHICAGO BOARD OF TRADE
                                                                 PAGE    80

STATEMENT OF TERRENCE A. DUFFY, VICE CHAIRMAN, THE CHICAGO MERCANTILE EXCHANGE
                                                                 PAGE    83

STATEMENT OF MARK C. BRICKELL, MANAGING DIRECTOR, J.P. MORGAN SECURITIES, INC.
                                                                 PAGE    87

STATEMENT OF MICHAEL A. WATKINS, DEPUTY GENERAL COUNSEL, FIRST UNION CORPORATION, ON BEHALF OF THE 
ABA SECURITIES ASSOCIATION
                                                                 PAGE   119

STATEMENT OF WILLIAM P. MILLER, II, CHAIRMAN OF THE EXECUTIVE COMMITTEE, THE END-USERS OF 
DERIVATIVES COUNCIL OF THE ASSOCIATION FOR FINANCIAL PROFESSIONALS
                                                                 PAGE   124

STATEMENT OF GEORGE CRAPPLE, CHAIRMAN, THE MANAGED FUNDS ASSOCIATION
                                                                 PAGE   126

STATEMENT OF GARRETT GLASS, CHIEF MARKET RISK OFFICER, BANK ONE CORPORATION, ON BEHALF OF THE 
FINANCIAL SERVICES ROUNDTABLE
                                                                 PAGE   135


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