SPEAKER INDEX CONTENTS INSERTS
BAKER 12 22 23 25 50 51 52 54 55
100 101 102 103 104 141 142 143 144
145 152 153
BENTSEN 22 24 55 57 58 59 60 61
BIGGERT 61 62 63 64 105 106 107 108 109
BRICKELL 87 92 97 112 113 114 118
CRAPPLE 127 134 139 141 142 145 146 147 148
149 150 152 153
CUNNINGHAM 71 97 103 116
DORSCH 75 95 98 105 111 116
DUFFY 83 84 93 95 98 99 106 107 117
GLASS 135 138 154
KANJORSKI 41 42 43
LAFALCE 3 9
LEACH 1 3 7 8 9 10 11 12 21
24 25 29 32 36 39 40 41 43
48 50 54 55 61 65 69 70 71
75 80 83 87 91 92 93 94 96
97 98 99 105 106 110 115 116 117
118 124 126 134 138 139 140 144 145
147 151 152 153 154 155
MALONEY 9 48 49 50
MILLER 124 139 142 143 148 151 155
NAZARETH 33 40 44 45 46 57 58 59 70
NEY 98
PARKINSON 30 40 43 47 48 49 51 53 54
55 58 59 60 61 62 63 64 68
69 71
PAUL 36 40 41 42 44 48 50 69
ROUKEMA 7 24 44 45 46 47 48
SACHS 26 40 42 43 45 46 47 51 60
65 66 67 68 70
SCHAKOWSKY 11
TOOMEY 10 65 66 67 68 69 110 111 112
113 114 147 148 149 150 151 154
WATKINS 119 140 155
WATT 55 93 94 95 96 97 103 104 105
145 146 147
YOUNG 80 91 92 94 95 96 100 101 102
103 104 108 109 110 115 117
CONTENTS SPEAKERS INSERTS
STATEMENT OF HON. RICHARD H. BAKER, A MEMBER OF CONGRESS FROM THE STATE OF LOUISIANA; CHAIRMAN,
SUBCOMMITTEE ON CAPITAL MARKETS, SECURITIES, AND GOVERNMENT SPONSORED ENTERPRISES
PAGE 12
STATEMENT OF HON. LEWIS A. SACHS, ASSISTANT SECRETARY FOR FINANCIAL MARKETS, DEPARTMENT OF THE
TREASURY
PAGE 26
STATEMENT OF PATRICK M. PARKINSON, ASSOCIATE DIRECTOR, DIVISION OF RESEARCH AND STATISTICS, BOARD
OF GOVERNORS, FEDERAL RESERVE SYSTEM
PAGE 29
STATEMENT OF HON. ANNETTE L. NAZARETH, DIRECTOR, DIVISION OF MARKET REGULATION, U.S. SECURITIES
AND EXCHANGE COMMISSION
PAGE 32
STATEMENT OF C. ROBERT PAUL, GENERAL COUNSEL, COMMODITY FUTURES TRADING COMMISSION
PAGE 36
STATEMENT OF DANIEL P. CUNNINGHAM, PARTNER, CRAVATH, SWAINE & MOORE, ON BEHALF OF THE
INTERNATIONAL SWAPS AND DERIVATIVES ASSOCIATION, INC.
PAGE 71
STATEMENT OF SHAWN A. DORSCH, PRESIDENT, CHIEF OPERATING OFFICER AND CO-FOUNDER, DNI HOLDINGS,
INC. (BLACKBIRD)
PAGE 75
STATEMENT OF MARK D. YOUNG, PARTNER, KIRKLAND & ELLIS, ON BEHALF OF THE CHICAGO BOARD OF TRADE
PAGE 80
STATEMENT OF TERRENCE A. DUFFY, VICE CHAIRMAN, THE CHICAGO MERCANTILE EXCHANGE
PAGE 83
STATEMENT OF MARK C. BRICKELL, MANAGING DIRECTOR, J.P. MORGAN SECURITIES, INC.
PAGE 87
STATEMENT OF MICHAEL A. WATKINS, DEPUTY GENERAL COUNSEL, FIRST UNION CORPORATION, ON BEHALF OF THE
ABA SECURITIES ASSOCIATION
PAGE 119
STATEMENT OF WILLIAM P. MILLER, II, CHAIRMAN OF THE EXECUTIVE COMMITTEE, THE END-USERS OF
DERIVATIVES COUNCIL OF THE ASSOCIATION FOR FINANCIAL PROFESSIONALS
PAGE 124
STATEMENT OF GEORGE CRAPPLE, CHAIRMAN, THE MANAGED FUNDS ASSOCIATION
PAGE 126
STATEMENT OF GARRETT GLASS, CHIEF MARKET RISK OFFICER, BANK ONE CORPORATION, ON BEHALF OF THE
FINANCIAL SERVICES ROUNDTABLE
PAGE 135
INSERTS SPEAKERS CONTENTS
NO INSERTS IN THIS HEARING