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2004
U.S. INITIATIVES AT NATO'S ISTANBUL SUMMIT

HEARING

BEFORE THE

SUBCOMMITTEE ON EUROPE

OF THE

COMMITTEE ON
INTERNATIONAL RELATIONS
HOUSE OF REPRESENTATIVES

ONE HUNDRED EIGHTH CONGRESS

SECOND SESSION

JUNE 16, 2004

Serial No. 108–115

Printed for the use of the Committee on International Relations
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Available via the World Wide Web: http://www.house.gov/internationalrelations

COMMITTEE ON INTERNATIONAL RELATIONS

HENRY J. HYDE, Illinois, Chairman

JAMES A. LEACH, Iowa
DOUG BEREUTER, Nebraska
CHRISTOPHER H. SMITH, New Jersey,
  Vice Chairman
DAN BURTON, Indiana
ELTON GALLEGLY, California
ILEANA ROS-LEHTINEN, Florida
CASS BALLENGER, North Carolina
DANA ROHRABACHER, California
EDWARD R. ROYCE, California
PETER T. KING, New York
STEVE CHABOT, Ohio
AMO HOUGHTON, New York
JOHN M. McHUGH, New York
ROY BLUNT, Missouri
THOMAS G. TANCREDO, Colorado
RON PAUL, Texas
NICK SMITH, Michigan
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JOSEPH R. PITTS, Pennsylvania
JEFF FLAKE, Arizona
JO ANN DAVIS, Virginia
MARK GREEN, Wisconsin
JERRY WELLER, Illinois
MIKE PENCE, Indiana
THADDEUS G. McCOTTER, Michigan
KATHERINE HARRIS, Florida

TOM LANTOS, California
HOWARD L. BERMAN, California
GARY L. ACKERMAN, New York
ENI F.H. FALEOMAVAEGA, American Samoa
DONALD M. PAYNE, New Jersey
ROBERT MENENDEZ, New Jersey
SHERROD BROWN, Ohio
BRAD SHERMAN, California
ROBERT WEXLER, Florida
ELIOT L. ENGEL, New York
WILLIAM D. DELAHUNT, Massachusetts
GREGORY W. MEEKS, New York
BARBARA LEE, California
JOSEPH CROWLEY, New York
JOSEPH M. HOEFFEL, Pennsylvania
EARL BLUMENAUER, Oregon
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SHELLEY BERKLEY, Nevada
GRACE F. NAPOLITANO, California
ADAM B. SCHIFF, California
DIANE E. WATSON, California
ADAM SMITH, Washington
BETTY McCOLLUM, Minnesota
BEN CHANDLER, Kentucky

THOMAS E. MOONEY, SR., Staff Director/General Counsel
ROBERT R. KING, Democratic Staff Director

Subcommittee on Europe
DOUG BEREUTER, Nebraska, Chairman

DAN BURTON, Indiana
ELTON GALLEGLY, California
PETER T. KING, New York
JO ANN DAVIS, Virginia
THADDEUS G. McCOTTER, Michigan
ROY BLUNT, Missouri

ROBERT WEXLER, Florida
ELIOT L. ENGEL, New York
WILLIAM D. DELAHUNT, Massachusetts
BARBARA LEE, California
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JOSEPH M. HOEFFEL, Pennsylvania
EARL BLUMENAUER, Oregon

VINCE MORELLI, Subcommittee Staff Director
JONATHAN KATZ, Democratic Professional Staff Member
PATRICK PRISCO, Professional Staff Member
BEVERLY HALLOCK, Staff Associate

C O N T E N T S

WITNESSES

    Robert A. Bradtke, Deputy Assistant Secretary for Bureau of European Affairs, U.S. Department of State

    Ian Brzezinski, Deputy Assistant Secretary of Defense for European and NATO Affairs, U.S. Department of Defense

LETTERS, STATEMENTS, ETC., SUBMITTED FOR THE HEARING

    Robert A. Bradtke: Prepared statement

    Ian Brzezinski: Prepared statement

U.S. INITIATIVES AT NATO'S ISTANBUL SUMMIT
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WEDNESDAY, JUNE 16, 2004

House of Representatives,
Subcommittee on Europe,
Committee on International Relations,
Washington, DC.

    The Subcommittee met, pursuant to call, at 1:33 p.m. in Room 2200, Rayburn House Office Building, Hon. Doug Bereuter presiding.

    Mr. BEREUTER. I open the hearing of the Subcommittee on Europe and welcome our witnesses and our guests. Today, we will discuss United States initiatives for the summit meeting that the North Atlantic Treaty Organization will hold in Istanbul on June 28 and June 29.

    Our witnesses today are Mr. Robert Bradtke, a Deputy Assistant Secretary of State for Europe and Eurasia; and Mr. Ian Brzezinski, Deputy Assistant Secretary of Defense for European and NATO affairs.

    The Istanbul Summit will mark a historic milestone, as it is the first meeting of all 26 national leaders. On March 29 of this year, seven nations joined the most successful alliance in history and thereby secured the freedom that they had worked so hard to gain.

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    The decision to admit former communist nations from Central and Eastern Europe into the Atlantic Alliance is one of the great successes of American and Alliance foreign policy since the end of the cold war.

    It is also a success in which the House of Representatives has played an important role. Since 1994, the House has repeatedly declared its support for NATO enlargement, and the fundamental role of NATO in transatlantic security.

    Most recently, on March 30 of this year, by a 422 to 2 vote, the House approved H. Res. 558. That resolution, which I introduced, noted the accomplishments of the incoming NATO members and welcomed them.

    In addition, the resolution expressed our support for the door to be open for the three countries that currently remain candidates for NATO membership: Albania, Croatia, and Macedonia.

    To ensure that the enlargement process continues after the accession of the seven new members, the resolution recommends that the leaders of the NATO nations, ''review the enlargement process, including the applications of Albania, Croatia, and Macendonia, at a summit meeting to be held no later than 2007.''

    The admission of seven new members this spring was a great accomplishment for NATO, but the enlargement process must continue. Today, I again urge the Bush Administration to support language in the Istanbul Summit communique to hold the next enlargement summit to consider invitations for any qualified aspirants no later than 2007.
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    I think this is a reasonable timetable, one that gives NATO time to fully incorporate the seven new members into the Alliance, while ensuring that the three remaining candidates and others to be added to the waiting list are not forgotten. But instead are encouraged and energized by the certainty of another decision date.

    While the Istanbul Summit will be a celebration to welcome the new members of the Alliance, one of the most important subjects to be considered is the status of the NATO mission in Afghanistan, and the urgent need to augment that force.

    I cannot overstate how critical the next few weeks will be for the future of Afghanistan and for the credibility of the North Atlantic Alliance. Unless the NATO allies quickly remedy the grave shortfalls in military personnel and equipment, the NATO mission in Afghanistan faces a real danger of failure.

    Since last year, when NATO took over command of the International Security Assistance Force, or ISAF, 6,500 troops from allied and partner nations have succeeded in providing a more secure environment in and around Kabul.

    However, the Alliance has failed to meet critical shortfalls in, ''quick reaction support; the backup forces that would assist NATO units that might find themselves in need of reinforcement, air support, or medical evacuation.'' Beyond the shortfalls in the current force, ISAF faces three further challenges in the weeks ahead.

    First, I think it is essential that the reach of President Hamid Karzai's government be extended to the provinces and that the power and influence of regional warlords, and narcotics kings be reduced.
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    In this effort, the NATO nations had pledged that before the Istanbul Summit that they would collectively create five additional provincial reconstruction teams, or PRTs, to patrol the Afghan countryside. That summit is now a few weeks away, and those teams have not been created.

    Second, ISAF in August must replace more than 1,000 Canadian troops. Canada currently commands ISAF, but its commitment ends this summer, and its contribution will decline from 1,700 troops in country today to about 600.

    Third, NATO must enable ISAF to provide security beyond Kabul before and during the presidential and parliamentary elections in September. If the allies at Istanbul do not commit more forces and the support assets to sustain them, the September elections in Afghanistan will likely do little more than legitimize the warlords and drug traffickers who are increasingly controlling much of the country.

    Two weeks ago, I returned from the NATO Parliamentary Assembly meeting in Bratislava. Recognizing the gravity of the situation in Afghanistan, the leaders of the 26 national delegations, and I would say in an unprecedented action, authorized me to send a letter to our national leaders, expressing the concern of the Assembly and urging governments to provide the necessary resources for ISAF.

    By the way, I have responses thus far from Greece and France. I also will raise these concerns with those leaders when I address them at the Istanbul Summit through my role as President of the NATO Parliamentary Assembly.
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    Likewise, the Administration at Istanbul must press our allies to dig deeper and find the extra personnel and resources that are needed to make this mission a success. I might say that I emphasize to my colleagues that we would send them to all 26 national countries and national leaders, regardless of the fact that some countries, like our own, are pulling our own weight, along with the Germans, and to this point, of course, the Canadians, among others.

    The NATO allies have promised to make more than 1,000 infantry companies available for NATO missions. They have promised to make more than 2,000 helicopters available for NATO missions. They have promised to make almost 300 transport aircraft available for NATO missions.

    Yet, for the mission in Afghanistan, the allies seemingly cannot find a few more infantry companies, cannot find a few more helicopters, and cannot find a few more transport aircraft that are really essential to avoid failure.

    Actually, this crucial shortfall in pledged personnel and equipment is a failure of political will, pure and simple. Make no mistake about it, this is a failure that jeopardizes the success of our mission in Afghanistan and jeopardizes the very credibility of the Alliance.

    We often say that failure is not an option. Alas, in Afghanistan, failure is a distinct possibility. And unless allied leaders in the next few weeks demonstrate the political will to deploy the necessary assets in Afghanistan, failure gradually will become a reality.
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    I think it is totally unacceptable that these drastic shortfalls exist despite the fact that there are more than two million military personnel in the active and reserve forces of the Euronpean NATO allies.

    Only 2 percent of those forces are deployed on NATO missions in the Balkans and Afghanistan. Allied countries have no shortage of military personnel, but NATO does lack units that can actually be used for the missions the Alliance now needs to conduct.

    The first step toward increasing the usability of European forces was the creation of a NATO Reaction Force, or the NRF, at the 2002 Prague Summit. That force is expected to achieve an initial operating capacity in October of this year, and I look forward to hearing from our witnesses about the progress in developing the NRF.

    To ensure that NATO has the critical capabilities that it needs, the national leaders agreed at the Prague Capabilities Commitment that they would assign these nations for multinational working groups to rectify shortfalls in key areas like air-to-air refueling, strategic lift, and precision-guided munitions.

    The report card on this initiative has been mixed, and so I look forward to hearing from our witnesses what the assessment is to date. So, the Istanbul Summit will do more than welcome the seven new allies into NATO and review the process of NATO transformation since the Prague Summit 2 years ago. It could herald a new approach in NATO's relations with its neighbors, particularly those to the south.

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    At the meeting of the NATO foreign ministers in April, Secretary of State Powell and his colleagues discussed a new strategy, a new security cooperation initiative that NATO might adopt toward that region that is becoming known as the Broader Middle East; that is, the array of mostly Muslim nations stretching from North Africa to Afghanistan.

    This initiative will be an important part of the agendas that involve the prime ministers in April, who also committed themselves to adopting a package of anti-terrorism measures at Istanbul, and I hope that our witnesses today will be able to discuss the Alliance role in the global war on terrorism. Unfortunately, it now appears unlikely that the Alliance will agree in Istanbul to assume a greater role in Iraq.

    Finally, the Istanbul Summit will mark a milestone in the first military mission that NATO undertook, the Stabilization Force in Bosnia and Herzegovina.

    All indications are that the Alliance leaders will agree to hand over the SFOR mission to the European Union at the end of the year. I assume that means that they think it is ready at that point and that no risks will be taken with handoff.

    I think that this is a welcomed step that underlines the progress that NATO has made in stabilizing the security situation in Bosnia. I hope that the EU will demonstrate an ability for ensuring security within Europe, so that NATO can focus on the collective defense of Europe and North America against outside threats.

    Now, I know that in many respects that probably nearly all, and maybe all, our two witnesses have played an important role in formulating U.S. policy toward NATO for the past several years.
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    Robert Bradtke has served as Deputy Assistant Secretary of State in the Bureau of European and Eurasian Affairs since 2001. A distinguished 30 year veteran of the Foreign Service, Mr. Bradtke's extensive experience includes tenures as Acting Assistant Secretary of State for Legislative Affairs, Executive Assistant to Secretary of State Warren Christopher, Deputy Chief of Mission at the U.S. Embassy in London, and Executive Secretary of the National Security Council.

    Mr. Brzezinski has served as Deputy Assistant Secretary of Defense for European and NATO Affairs since November 2001. For 7 years before that, he served as a senior staff member in the Senate. He worked for Senator William Roth from 1995 to 2000, including Senator Roth's term as President of the NATO Parliamentary Assembly, and he was the chief staff member of the Secretary of the Senate Delegation to the NATO Parliamentary Assembly. I remember those days and I have a great deal of fondness and appreciation for your talent. It was my pleasure to regularly interact with you at that point.

    With those comments, I would like to turn to the distinguished Ranking Member, the gentleman from Florida, Mr. Wexler, for any comments that he might like to make.

    Mr. WEXLER. Thank you, Mr. Chairman. Your comments, as I listened to them, I have a keen interest in them, and I want to thank you for holding today's hearing regarding the upcoming NATO Istanbul Summit and I especially want to thank Mr. Bradtke and Mr. Brzezinski for testifying and shedding light on the goals of the United States in the NATO Istanbul Summit.

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    The Istanbul Summit represents an important opportunity to reinvigorate cooperation between North America and Europe in the aftermath of Iraq. This will be an opportunity for the Atlantic Alliance to reevaluate NATO's military transformation and expansion, and refocus and redirect peacekeeping operations in Afghanistan and the Balkans. And set forth a full agenda to reach out to steadfast partners in Central Asia, and to the Balkans, as well as those nations taking part in the Mediterranean Dialogue.

    While NATO remains the most important and effective global security alliance, it faces many external and internal challenges that must be met with the Istanbul Summit. Over the past year-and-a-half, the transatlantic relationship has faced its most significant risks in decades.

    Disagreement over President Bush's Iraq policy and the American-led coalition failure to find weapons of mass destruction, ferments distrust and erodes confidence among our allies.

    Unfortunately, this dissention comes at a time when neither the United States nor Europe can afford to allow differences to debilitate the response to threats of terror and the proliferation of weapons of mass destruction.

    Much has changed since the November 2002 NATO Prague Summit. The Alliance has unfinished business, including the rebuilding of Afghanistan, and we cannot afford to fail. Despite several setbacks in Afghanistan, including record poppy growth for heroin, deadly attacks on foreign workers and peacekeepers have necessitated the need for additional international troops to combat al-Qaeda and Taliban forces.
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    NATO's operations in Afghanistan continue to a certain degree to serve as the model for transatlantic cooperation in the fight against terror. I am hopeful that the summit participants will conclude that despite valid disagreements over President Bush's handling of Iraq, it is in the Alliance's interests to expand NATO's military role in Iraq.

    Mr. Chairman, I very much look forward to hearing from the witnesses. If I may, in terms of asking of the witnesses, Chairman Bereuter talked about a failure of political will, and he provided statistics and went into great detail in terms of the response of many of our allies.

    And while I do not take exception with the Chairman's depiction of the current situation, I would ask of the witnesses is that my experience in traveling throughout Europe, and I often wonder whether or not our European allies are quite frankly as honest and as forthright with the Administration officials, and with Republican Members of Congress as they are with Democratic Members of Congress.

    I often get the impression that when they are speaking to somebody like me that they let loose and they actually say what is on their mind. And it is frightening as an American to hear.

    And I wonder whether they are as honest when they are speaking with the Administration and with Congressional leaders, because I think we are creating our strategy to a certain degree in a vacuum of delusion.

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    And I am not passing a negative judgment, except that the leaders of NATO go to these meetings and say the niceties now as a matter of function. But I think we are deluding ourselves if we think that the dissention and the destruction of Iraq has somewhat dissipated to the point where we are now making rational policy.

    I think it is my impression that many of our allies are still not rooting for us. They just are not rooting for us. And I would ask that if you think it is relevant to what degree are we factoring into not a judgment as to whether we were right, wrong, or indifferent, but what impact are the past disagreements having on the very failure of political wills that the Chairman is talking about.

    Is it simply a failure of political wills on behalf of those allies, or is it a factor of political will that is in some part or in great part caused by the riff of the past 2 years, and what do we do about it if it is. Thank you, Mr. Chairman.

    Mr. BEREUTER. Thank you, Mr. Wexler. As we hear from our witnesses, I will say that your entire statements will be made part of the record, and you may proceed as you wish to summarize or to highlight the key parts. And we will be looking forward to asking you questions. We will hear first from Secretary Bradtke. You may proceed.

STATEMENT OF ROBERT A. BRADTKE, DEPUTY ASSISTANT SECRETARY FOR BUREAU OF EUROPEAN AFFAIRS, U.S. DEPARTMENT OF STATE

    Mr. BRADTKE. Thank you very much, Mr. Chairman, and thank you, Mr. Wexler, as I welcome this opportunity to talk about our goals for the NATO Istanbul Summit. Before I begin, I would like to thank you, Mr. Chairman, and this Committee, and its staff for all the close cooperation we have had as we have worked on the NATO transformation and on NATO enlargement.
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    And as you prepare to leave the House of Representatives, Mr. Chairman, I want to especially thank you for your role and your service for the last 2 years as the President of the NATO Parliamentary Assembly.

    I know that I speak for all my colleagues in the European Bureau of the State Department in saying that we will miss your leadership.

    Mr. BEREUTER. Thank you very much.

    Mr. BRADTKE. As we approach the Istanbul Summit, NATO, Mr. Chairman, and Mr. Wexler, is an Alliance in action. Never before in NATO's history as it been so active in so many places.

    The Alliance just expanded by seven new members and more countries are knocking on the door. In Afghanistan, NATO commands the International Security Assistance Force. In Iraq, NATO supports the Polish-led multinational division.

    In the Mediterranean, NATO patrols the seas of operation through Active Endeavor. In the Balkans, NATO continues its mission of ensuring peace and security; and in the Middle East and Central Asia, NATO's diplomats and soldiers are reaching out to strengthen security cooperation.

    In view of the Istanbul Summit, this is an opportunity to assess progress since the Prague summit, and to reaffirm the importance of a vital and enduring transatlantic relationship.
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    We will focus in Istanbul on three specific areas: NATO's operations, NATO's engagement with its partners, and NATO's continuing capability transformation.

    In looking at NATO's operations, in it no exaggeration to say that the future of the Alliance is being decided in Afghanistan. As you said in your statement, Mr. Chairman, and in your address to the NATO Parliamentary Assembly, NATO's credibility is at stake in Afghanistan.

    The Alliance has expanded its mandate beyond Kabul, starting with the Provincial Reconstruction Team led by Germany in the City of Konduz, and NATO aims to establish five more Provincial Reconstruction Teams.

    But to be successful, NATO would need at Istanbul to get more troops and military resources, in perhaps the most difficult collective mission that the Allies have ever undertaken.

    And I would like to say here that I do not believe the problems that we are facing in Afghanistan are a result of disagreements over Iraq. I think the allies political will is an important issue, and the Chairman mentioned that and some other factors that we can come back to.

    But I don't think that the disagreements over Iraq have spilled over to Afghanistan. I think in Afghanistan there is a solid agreement of a need to help President Karzai and to get help to rebuild Afghanistan.
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    In Iraq, NATO has already provided communications, force generation, and logistical support for the Polish-led Multinational Division. Fifteen allies have joined the United States forces on the ground in Iraq, and in Europe, if I could, I would like to pay tribute to the more than 100 soldiers from those allied countries that lost their lives in Iraq.

    The United States has made it clear that we support a larger NATO role in Iraq. With the passage of U.N. Security Council Resolution 1546, which calls for regional organizations to help meet the needs of the Iraqi people for security and stability, NATO leaders in Istanbul will be looking more closely to what role the Alliance might play.

    In operations in the Balkans, we expect that in Istanbul that NATO will announce that its Stability Force in Bosnia, SFOR, will have successfully concluded its mission at the end of 2004.

    In 2005, the European Union will mount a new combined military/police mission in order to maintain stability and to speed integration into Europe. Under the Berlin-Plus arrangements, NATO and the United States are committed to providing the supported needed to ensure the success of this mission.

    At the same time, the commitment of the United States and NATO to Bosnia will continue. NATO will establish a small military headquarters, led by an American general officer, to take the lead in ongoing defense reform work, efforts to apprehend indicated war criminals, and the fight against terrorism.

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    In Kosovo, NATO's Kosovo Force, KFOR, have provided a safe and secure environment for stabilization and reconstruction. However, the outbreak of interethnic violence in March demonstrates the continued fragility of Kosovo. NATO will maintain KFOR's current pledge, and the U.S. will continue to provide troops for that mission.

    NATO will continue to assess its size, structure, and mission of KFOR every 6 months in light of the situation on the ground. NATO's operations also extend as you mentioned, Mr. Chairman, to continuing efforts in the war against terrorism.

    Secretary General de Hoop Scheffer has proposed a promising package of counter-terrorist measures for approval at the Istanbul Summit. These include an improved intelligence sharing through a new NATO Terrorist Threat Intelligence Unit; strengthened military capabilities and exercises; and enhanced cooperation with NATO's partner countries.

    NATO is also bolstering its successful counter-terrorist naval interdiction mission in the Mediterranean, Operation Active Endeavor. Mr. Chairman, the military operations that I have outlined are important, but they represent only a part of NATO's mission.

    Engagement with friends and partners is equally important. NATO remains committed to keeping its door open to new members. Albania, Croatia, and Macedonia, have all made important progress in their membership action plan.

    At Istanbul, NATO will not issue new invitations. However, the Alliance will recognize the accomplishments of these three countries, and to encourage them to further look at the hard work of reform, and reiterate our desire of a willingness to help.
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    The front line states of Central Asia and the Caucasus are another region where in Istanbul NATO will seek to strengthen its relationships. All of these countries have made valuable contributions to the war on terrorism.

    NATO will intensify its efforts to engage these countries through the Partnership for Peace program, including a modest NATO advisory presence in Central Asia and the Caucasus to work with local governments on defense reform and security cooperation.

    At the Istanbul Summit, we also expect the Alliance will announce new initiatives to reach out and offer security cooperation to interested countries in the broader Middle East and North Africa.

    In looking at this region, we believe that NATO's experience with the Partnership for Peace Program has much to offer. The initiatives will initially focus on practical cooperation in areas where we share common goals, such as fighting terrorism, and stemming the flow of weapons of mass destruction, and improving border security.

    At Istanbul, there will also be a NATO-Ukraine Council meeting between President Kuchma and the NATO Heads of State and government to discuss Ukraine's progress toward integration into the Alliance.

    The United States supports each step that the Ukraine takes to move toward a full integration into the NATO's Alliance institution. For Ukraine's aspirations to be fulfilled, however, it is essential that they demonstrate the commitment to democratic reform and the rule of law.
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    At the summit, NATO Heads of State and government plan to emphasize the importance of a free and fair presidential election in the fall.

    Another key partnership that we will highlight at Istanbul is NATO's relationship with Russia. The NATO-Russia Council, which will meet at Istanbul at the ministerial level, has been a quiet success story. The close cooperation that has been fostered by the NATO-Russia Council is in all of our interests.

    We want to see the NATO-Russia Council do more to reach their good potential. Mr. Chairman, Deputy Assistant Secretary Brzezinski will address in greater detail our expectations for Istanbul on the Alliance's efforts to transform its military capabilities.

    I want to stress just one point. The continued transformation of NATO's military capabilities is essential if the Alliance is to ensure the collective defense of its members and its ability to carry out the full range of its missions.

    As I said earlier, Mr. Chairman, NATO today can truly be described as an alliance of action, with a global reach, working every day to protect its members and our values, from the Straits of Gibraltar to the mountains of Afghanistan.

    We strongly believe that NATO's Istanbul Summit will be a milestone for success on the road to a further transformed NATO, a NATO more capable of responding to security threats beyond Europe.

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    NATO's success is key to the fulfillment of U.S. foreign policy and security objectives. We simply cannot succeed without the active support of our allies, partners, and friends.

    Partnership, in the words of Secretary Powell, is the watchword of U.S. strategy in this Administration. And NATO is vital to that strategy. Thank you, and I look forward to your questions.

    [The prepared statement of Mr. Bradtke follows:]

PREPARED STATEMENT OF ROBERT A. BRADTKE, DEPUTY ASSISTANT SECRETARY FOR BUREAU OF EUROPEAN AFFAIRS, U.S. DEPARTMENT OF STATE

    Chairman Bereuter, Representative Wexler, Members of the Sub-Committee on Europe, thank you very much for this opportunity to speak with you about our goals for the North Atlantic Treaty Organization's upcoming summit in Istanbul, Turkey on June 28–29.

    Before I begin, I would like to thank you, Mr. Chairman, and this Committee and its staff for the close cooperation we have had in promoting NATO's enlargement and transformation. As you prepare to leave the House, Mr. Chairman, I would particularly like to express my appreciation for your two years of service as President of the NATO Parliamentary Assembly. Parliamentary and public support is key to the continued strength of the Trans-Atlantic Alliance. I know I speak for all my colleagues in the European Bureau of the State Department in saying that we will miss your leadership.

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    As we approach the Istanbul Summit, NATO is an Alliance in Action. Never before in NATO's history has it been so active in so many places. In Afghanistan, NATO commands the International Security Assistance Force (ISAF). In Iraq, NATO supports the Polish-led multinational division. In the Mediterranean, NATO patrols the seas through Operation Active Endeavor, providing naval escorts and early warning on terrorist threats. In the Balkans, NATO continues its mission of ensuring peace and security in Bosnia and Kosovo. And in the Middle East, North Africa, the Caucasus, Central Asia, and with Russia and Ukraine, NATO's diplomats and soldiers are reaching out to strengthen security cooperation. The Alliance has just expanded by seven new members and more countries are knocking on its door, which remains open. Taken together, NATO's unprecedented activism is a far cry from the irrelevance many skeptics predicted for the Alliance following the end of the Cold War.

    Since I assumed my current duties three years ago, NATO has weathered two historic events that have had a profound impact on trans-Atlantic relations. The first was, of course, the September 11 attack on the U.S.—which brought the Alliance together under Article 5 for the first time since NATO was founded in 1949. NATO Allies reacted by launching reforms to transform NATO to deal with new threats, such as terrorism, which could come from anywhere in the world. The second event was the Iraq War, which, to be frank, created fissures inside the Alliance in 2003. But NATO proved its value as a political forum where we could have frank discussions with our closest Allies on Iraq. As a result, NATO has emerged in a better position this year as a security organization with global reach.

    The United States and all of its Allies can be proud of our 55-year alliance in NATO and its role in defending Allied countries during the Cold War. Times have changed, but NATO remains the essential security relationship for the United States. NATO remains a community of shared values with the fundamental mission of providing for the collective defense of its members. The task for NATO now is to confront terrorism and other threats of this new century, wherever they arise, and to promote our shared values with partners and friends beyond the Alliance. To accomplish these tasks, NATO will have to continue the political and military reforms that September 11 triggered within the Alliance. In that regard, we see the Istanbul Summit as the perfect opportunity to demonstrate Trans-Atlantic solidarity.
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SINCE THE PRAGUE SUMMIT

    Before looking ahead to the Istanbul Summit, I would like to review progress that NATO has made since its last summit gathering at Prague in 2002. In the intervening eighteen months, NATO has accomplished the most fundamental re-tooling of the Alliance since its creation in 1949. A transformed NATO is emerging to meet its post-9/11 mission, one with new members, new capabilities, and new relationships, different than the old Cold War NATO or even the NATO of the 1990s.

    Since the Prague Summit, in the area of new members, seven new democracies—Bulgaria, Estonia, Latvia, Lithuania, Romania, Slovakia, and Slovenia—formally joined the Alliance this year on March 29. NATO enlargement has extended the Euro-Atlantic sphere of security and helped to consolidate the democratic revolution in the former Warsaw Pact countries. With this enlargement, forty percent of NATO's members are formerly communist countries. The new members add real value militarily and politically to our collective strength. The Alliance's newest members have brought with them experiences with communist tyranny and a deep appreciation for the need to act in defense of freedom. All have contributed to the War on Terror, and all are playing an active role within NATO.

    Since Prague, the Alliance has also made progress in developing the new capabilities needed to win the War on Terror. The most impressive changes have been those to our military capability. NATO has been transforming itself from a defensive and static military alliance to deter a Soviet threat to Western Europe, into a more flexible, modern force to respond to threats from beyond Europe and to conduct stabilization operations. NATO is moving—albeit more slowly than we would like—toward more expeditionary militaries that can meet new challenges.
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    NATO took a major step in this direction last October when, ahead of schedule, it inaugurated the NATO Response Force or NRF. When fully operational, the NRF will number up to 22,000 personnel with joint, air, maritime, and land components able to deploy wherever it is needed within five days. The NRF will reach this capacity in two years, but it is already capable of taking on difficult missions. NATO has also adopted a leaner, more flexible 21st century military command structure. There is a new Alliance Transformation Command in Norfolk, Virginia. Another Prague Summit initiative was creation of a Chemical Biological Nuclear Defense (CBRN) battalion, which the Alliance accomplished last year. This battalion is now an operational force.

    Finally NATO has also made important progress since the Prague Summit in deepening its relationships with Russia, Ukraine, Central Asia, and the Caucasus. The two-year old NATO-Russia Council is redefining our relations with Moscow, promoting closer relations between our militaries. In NATO's partnership with Ukraine, we seek stronger initiatives for political and military reform. The war in Afghanistan proved the value of relations with the Caucasus and Central Asia. Ties forged with those countries through the Partnership for Peace (PfP) facilitated the establishment of a U.S. military presence in the region that has been one of the keys to success in Operation Enduring Freedom.

THE ISTANBUL AGENDA

    As we approach the Istanbul Summit, NATO's future is to look beyond Europe to meet new challenges and to advance the strategic vision for the Alliance in the 21st century agreed to at Prague. Our agenda for Istanbul will reflect the milestones already reached and the way forward. It will focus on three key areas: NATO's operations, its engagement with partners, and the continuing transformation of its capabilities.
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NATO's Operations

Afghanistan

    In Afghanistan, it is no exaggeration to say that the future of the Alliance is being decided. As NATO Secretary General Jaap de Hoop Scheffer has stated, NATO's first priority is Afghanistan, and its credibility is at stake. NATO has taken on command of the International Security Assistance Force for Afghanistan and has responsibility for stabilizing Kabul and its environs. To be successful in helping the Afghan people rebuild their country, NATO will need to commit more troops and military resources in perhaps the most difficult collective mission the Allies have ever undertaken.

    The Alliance has expanded its mandate beyond Kabul, starting with the Provincial Reconstruction Team led by Germany in the northern city of Konduz. By Istanbul, NATO aims to establish five more Provincial Reconstruction Teams to help the Afghan government extend its authority outside Kabul and to prepare for elections. Having undertaken these commitments, it is essential that Allies now provide the forces and resources to carry them out. As ISAF expands, the U.S. hopes that conditions over time will allow NATO to take command of all Provincial Reconstruction Teams. In the longer run, the U.S. would like to see OEF and ISAF under a unified NATO command, modeled on NATO's successful operations in the Balkans.

Iraq

    In Iraq, NATO is already providing communications, force generation, and logistical support to the Polish-led Multinational Division in South-Central Iraq. With sixteen Allies having forces on the ground in Iraq, there have been many calls for NATO to do more collectively. The United States has made clear that we support a larger NATO role in Iraq. With the passage of UNSCR 1546, which calls for regional organizations to help meet the needs of the Iraqi people for security and stability, the time has come for NATO to look more closely at what role it might play. We recognize that with many Allies already committed in Iraq, Afghanistan, the Balkans, and elsewhere, greater NATO involvement in Iraq would not mean a significant increase in the number of troops from NATO countries in Iraq. However, NATO can help those Allies, who are in Iraq, to stay the course. Options for a collective NATO role in Iraq could include command of one or more multinational divisions, security for the United Nations, additional assistance to the Polish-led division, or training the Iraqi army.
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The Balkans

    In Bosnia, NATO can look back with a sense of accomplishment at the success of the mission it undertook in 1995 at Dayton. NATO brought peace and provided the security umbrella under which the Bosnian people, the UN, the EU and the OSCE could work to reconstruct the country and to address the underlying factors that led to conflict. At Istanbul, NATO will announce that its Stability Force (SFOR) has completed its mission and will terminate at the end of 2004. NATO forces went into Bosnia to stop a war, enforce a peace and separate two warring armies in the same state. That has been accomplished and the security situation has changed dramatically. To meet the changed circumstances, a new international presence is needed. In 2005, the EU will mount a combined military/police mission in Bosnia, in order to maintain stability and to speed integration into Europe. This will be the most important security mission ever undertaken by the EU. Under the ''Berlin-Plus'' arrangements of NATO support for EU-led operations, NATO and the U.S. are committed to providing the support needed to ensure its success. At the same time, the commitment of the U.S. and NATO to the security and stability of Bosnia will continue. NATO will establish a small military headquarters, led by an American general officer, to take the lead in ongoing defense reform work, efforts to apprehend indicted war criminals and the fight against terrorism.

    In Kosovo, NATO intervened in 1999 to stop a humanitarian disaster. The men and women of NATO's Kosovo Force (KFOR) have provided a safe and secure environment for stabilization and reconstruction in Kosovo. NATO is committed to UN Security Council Resolution 1244, cooperation with the UN Mission in Kosovo, and the development of a peaceful, multi-ethnic Kosovo—no matter what its future status. As part of that process, NATO strongly supports the Contact Group's ongoing efforts to ensure progress on the eight UN standards for Kosovo, before it moves to a discussion of status. NATO is working jointly with the U.S. and the EU on an intensive dialogue between parties in Kosovo—and Belgrade—to focus on practical issues, such as confidence-building measures to improve the lives of all Kosovars.
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    The outbreak of interethnic violence in March, which claimed 19 lives, demonstrated the continued political fragility of Kosovo. NATO's 'lessons learned' study provided suggestions for improved performance that are being aggressively addressed, such as the need for better intelligence and for riot control equipment and training. NATO will maintain KFOR at is current strength of 17,500, and the U.S. will continue to provide 1,950 troops to the mission. NATO will continue to assess the size, structure, and mission of KFOR every six months in light of the situation on the ground.

    The U.S. and NATO are committed to seeing the Balkans join a Europe whole, free and at peace. Nothing impedes progress toward that goal more than the continued freedom of individuals indicted for war crimes by the International Criminal Tribunal for the former Yugoslavia (ICTY) in The Hague. Individuals such as Ratko Mladic, Radovan Karadzic and Ante Gotovina are responsible for some of the worst crimes of the wars of the 1990's, and their links to criminal and nationalist groups retard progress in the region. We have repeatedly called on all states in the region to fulfill their international obligation to comply fully with the ICTY, especially on the arrest and transfer to The Hague of these indictees. Further progress on the cases of Mladic, Karadzic and Gotovina is needed before Bosnia-Herzegovina and Serbia-Montenegro can join the Partnership for Peace and before Croatia could join NATO.

Counter-Terrorism

    NATO is also committed to continuing its efforts in the war against terrorism. Secretary General de Hoop Scheffer has proposed a promising package of counter-terrorist measures for approval at the Istanbul Summit. Among the new measures are improved intelligence sharing through a new NATO Terrorist Threat Intelligence Unit; strengthened military capabilities and exercises to address threats including cyber-terrorism; and enhanced cooperation with NATO's partner countries.
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    NATO is also looking at ways to bolster its successful counter-terrorist naval interdiction mission in the Mediterranean, Operation Active Endeavor. Since the operation began, more than 47,000 vessels have been monitored, nearly 480 non-combatant ships have been escorted through the Strait of Gibraltar, and over 60 vessels have been boarded. In March, NATO expanded the operation to encompass the entire Mediterranean.

NATO's Engagement

Outreach to the Broader Middle East

    The military operations that I have just outlined are important, but they only represent a part of NATO's mission. Outreach to friends and partners in Europe and Eurasia and beyond is equally important. NATO is undertaking an unprecedented effort to expand engagement with its neighbors to the South and to the East. At the Istanbul Summit, the Alliance will announce initiatives to reach out to the broader Middle East and North Africa. Through the G–8, the U.S. and its major European partners are exploring ways to promote indigenous reform in the broader Middle East and North Africa. NATO has a complementary role to play in promoting security and stability in the region. We believe that NATO's decade of experience with the Partnership for Peace program has much to offer. At Istanbul, we hope that NATO will announce initiatives to offer security cooperation to interested countries in the broader Middle East and North Africa. Those initiatives would initially focus on practical cooperation in areas where we share common goals with countries of the region, such as fighting terrorism, stemming the flow of Weapons of Mass Destruction and improving border security.

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Strengthened Partnership with Central Asia and the Caucasus

    The front line states of Central Asia and the Caucasus are another region where we believe NATO should strengthen its relationships. All of these countries have made valuable contributions to the War on Terror. At Istanbul, we hope that NATO will intensify its efforts to engage these countries through the Partnership for Peace program. Specifically, we would like to see a modest NATO advisory presence established in Central Asia and the Caucasus to work with local governments on defense reform and security cooperation. Georgia, for example, has made impressive progress in defense reform since last December's Rose Revolution and could benefit from in-country assistance with next steps.

NATO-Ukraine Relations

    At Istanbul, there will be a NATO-Ukraine Council meeting between President Kuchma and the NATO Heads of State and Government to discuss Ukraine's progress toward integration into the Alliance. The U.S. is supportive of each step that Ukraine takes to assume NATO's shared values and to move toward full integration. We want to work with Ukraine as a NATO partner to achieve concrete goals. Ukrainian troops on the ground with coalition forces in Iraq and with NATO forces in Kosovo vividly show Kiev's commitment to trans-Atlantic security. For further progress toward NATO integration, the most important thing is fulfillment of Ukraine's commitment to democratic reform and the rule of law. Ukraine's presidential elections this fall will be a defining moment in its drive toward NATO membership. At the Summit, NATO Heads of State and Government plan to raise the need to hold free and fair elections with President Kuchma.

NATO-Russia Relations
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    One other key partnership that we will highlight at Istanbul is NATO's relationship with Russia. The NATO-Russia Council has been one of the quiet success stories of the past two years. Since its creation in Rome in May of 2002, we have seen relations between NATO and Russia deepen and mature. NATO's interoperability program, for example, has led to a significant increase in Russian participation in Partnership for Peace activities. In April, NATO and Russia agreed to establish a permanent Russian military liaison mission at SHAPE, and to expand the access of NATO's mission in Moscow. This closer cooperation is in all our interests. The NATO-Russia Council is the vehicle to advance this. President Putin has declined his invitation to Istanbul, but we hope to see Foreign Minister Lavrov attend a NATO-Russia Council meeting with Secretary Powell and the other NATO Foreign Ministers to discuss next steps in practical cooperation between NATO and Russia. We will use the opportunity to reiterate the Alliance's position that Russia's remaining commitments to withdraw from Georgia and Moldova must be completed before NATO members are ready to move forward on ratification of the Adapted CFE Treaty, which remains one of Russia's security goals.

NATO's Open Door

    NATO also has key relationships with the three countries that are working to join the Alliance through the Membership Action Plan. Albania, Croatia and Macedonia all have made progress on their Membership Action Plans. Abroad, Albania and Macedonia are contributing troops to coalition efforts in Iraq; Albania, Croatia, and Macedonia are contributing troops to NATO operations in Afghanistan. At home, Albania has created new governmental institutions designed to step up the fight against organized crime and corruption. Croatia has been pursuing defense reforms to transform its military into a more deployable, flexible force. Macedonia successfully made a smooth electoral transition to a new head of state and new Prime Minister following the tragic death of its President. At last month's Partnership Commission meeting of Adriatic Charter, the three aspirants reaffirmed their commitment to deepening regional cooperation and strengthening their individual and joint efforts to accomplish the reforms necessary to bring them closer to NATO membership. At Istanbul, NATO will not issue new invitations or set a date for issuing invitations. However, the door to NATO membership remains open. The Alliance will recognize the accomplishments of all three countries, encourage them in their hard work of further reform, and reiterate our desire to see them succeed.
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NATO's Transformation

    Deputy Assistant Secretary Brzezinski will address in greater detail our expectations for continued work at Istanbul on the Alliance's efforts to transform its military capabilities. I want to stress one point: The continued transformation of NATO's military capabilities is essential if the Alliance is to ensure the collective defense of its members and its ability to carry out the full range of its missions.

    NATO is making progress to transform its capabilities through the Prague Capabilities Commitment approved at the 2002 Prague Summit, but much work remains to be done. Consortia of interested Allies are addressing some of the more significant capabilities shortfalls. In April, NATO endorsed a decision to sign a long-term Alliance Ground Surveillance acquisition contract by next spring. Thirteen nations participate in an airlift consortium, which has agreed to lease Ukrainian aircraft to help address the strategic airlift shortfall. This group hopes to sign an airlift memorandum of understanding in Istanbul. A consortium of eight nations is addressing strategic sealift through leased vessels. Nine nations are attempting to develop a solution to the air refueling tanker shortfall. Twelve nations plan to solve the shortfall in precision-guided munitions by combining individual national efforts to procure them. Allies have made progress in chemical, biological, radiological, and nuclear (CBRN) defense through development of NATO's first CBRN battalion. These and other efforts must be strengthened with both resources and political will if NATO is to realize the capabilities improvements envisioned at Prague.

    And some of those resources and political will be needed to address the even more critical ''usability gap.'' Of the more than two million men and women in the armed forces of our Canadian and European Allies, less than 100,000 can now be deployed in the field. Declining budgets, poor training and standards, and a continued reliance on conscription account for this situation. Our European Allies and Canada must do more to ensure the deployability of their forces if NATO is to succeed in its 21st century missions.
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    If NATO is to field long-term operations in places like Afghanistan, our European Allies will need to spend more wisely on defense and produce more effective militaries. The U.S. will spend $400 billion on defense this year; the 25 other Allies combined will spend less than half of that. The problem is not just the huge spending gap but the fact that the U.S., by devoting more to research and development, is receiving a greater return from its defense investments than our Allies, who still devote a considerable portion of their budgets to territorial defenses and personnel costs.

BEYOND ISTANBUL

    We strongly believe that NATO's Istanbul Summit will be a milestone on the road to a transformed NATO capable of responding to security threats beyond Europe. NATO's success is key to the fulfillment of U.S. foreign and security policy objectives; we simply cannot succeed without the active support of our Allies, partners and friends. ''Partnership,'' in the words of Secretary Powell, ''is the watchword of U.S. strategy in this administration.'' And NATO is vital to that strategy, especially in the fight against terrorism and the promotion of peace and freedom. Far from having passed into irrelevance, NATO's importance has grown since the end of the Cold War and September 11. NATO today can truly be described as an Alliance in Action with a global reach, working every day to protect us and our values from the Straits of Gibraltar to the mountains of Afghanistan.

    Thank you.

    Mr. BEREUTER. Thank you, Secretary Bradtke. Secretary Brzezinski, we would be pleased to hear your testimony at this point. So you can proceed as you wish.
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STATEMENT OF IAN BRZEZINSKI, DEPUTY ASSISTANT SECRETARY OF DEFENSE FOR EUROPEAN AND NATO AFFAIRS, U.S. DEPARTMENT OF DEFENSE

    Mr. BRZEZINSKI. Thank you, Mr. Chairman, and thank you, Mr. Wexler. Let me begin by thanking you, Mr. Chairman, for your leadership that you have shown in the NATO Parliamentary Assembly, and here in Congress on issues that concern the transatlantic relationship.

    You and your colleagues on the Committee have been the driving forces behind key Alliance imperatives to the enlargement of its membership to the transformation of its capabilities, and the adoption of a more global, modern perspective, in NATO operations with respect to the challenges of the 21st century.

    We are very grateful for that, and I will second Bob's point, which is that we will miss you when you leave the Hill this fall.

    Mr. BEREUTER. Thank you.

    Mr. BRZEZINSKI. The summit will provide an opportunity as Bob stated for Heads of State and government of the Alliance to take stock of what has been a period of unprecedented activity in NATO.

    Today, the Alliance operates globally. It has undertaken a serious effort to transform itself. Indeed, I think the case can be made that more transformation of NATO's mindset and capabilities occurred over the past 2 years than in any 10 year period in the Alliance's history.
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    Let me briefly review—at risk of being a little bit redundant to Bob—some of the initiatives and accomplishments of the last 2 years that have set the stage for the Istanbul Summit.

    First, we have established NATO's new command structure, one that is more joint, more deployable, and better able to respond quickly to fast-moving crises around the globe.

    Second, as part of that command structure reform, NATO has established Allied Command Transformation in Norfolk, Virginia. As a driver of Alliance transformation, ACT, promises to be the backbone of military interoperability in Europe and across the Atlantic.

    Third, before the end of this month, NATO will set up a multinational CBRN Battalion.

    Fourth, we are moving forward with a NATO Response Force, a 21,000-man joint combined force that is readily deployable on short notice anywhere around the globe. It will be capable of conducting a full spectrum of military operations.

    Fifth, NATO still undertakes and plans to expand Operation Active Endeavor, under which Allied ships and aircraft patrol the Mediterranean Sea against suspected terrorist vessels.

    Sixth, in August of last year, NATO took charge of the International Security Assistance Force mission in Afghanistan, ISAF. This is the first-ever NATO mission beyond the geographic confines of North American and Europe. It is important to note that every NATO Ally has contributed to Operation Enduring Freedom or the ISAF mission.
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    And NATO is playing an important role in Iraq by assisting the Polish-led Multinational Division there. Indeed, more than half of the NATO Allies are contributing to the operations in Iraq. You know, not too long ago, many asked whether NATO would go out of the area or out of business?

    Would the Alliance address challenges beyond Europe? Or, had it accomplished everything for which it had been established, and was it no longer relevant and no longer needed? NATO's counter-terrorism operations, its efforts in Afghanistan and Iraq, its efforts in the Mediterranean, and its operations in the Balkans demonstrate unambiguously that the Alliance is out of area and very much in business.

    And in the midst of all this activity, NATO remains true to one of its core visions, that of a Europe that is whole, free, and where security and prosperity are shared and indivisible. And we know in the spring we celebrated the accession of seven new members.

    Mr. Chairman, the Istanbul Summit will serve as a bookend for this period of tremendous change in the Alliance, but will also be an opportunity to go forward, and to chart what needs to be done to help the Alliance accomplish what it needs to do on the global war on terrorism, and to chart a future course for its transformation.

    When one looks at the Istanbul agenda, one can look at it in four components. Bob had three, and we in the Department of Defense have four, but they are mutually reinforcing.

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    They are NATO operations, enlargement, engagement, and defense transformation. Let me touch on each of them briefly.

    In operations, the Balkans will continue to be a priority of the Alliance. It has been an area of Alliance success. Ten years ago, NATO undertook the mission of separating warring armies and ensuring stability and peace in Bosnia. Today, it has accomplished those tasks. The Alliance approaches the Istanbul Summit intent on terminating the highly successful SFOR mission. The European Union, as Bob stated, has indicated its readiness to initiate a new follow-on mission to help Bosnia obtain its goal of full self-governance.

    But there should be no doubt that NATO will be actively engaged in Bosnia. A NATO headquarters will be established in Sarajevo and will assist Bosnian defense reform. It will have responsibilities for combating terrorism and apprehending of war criminals.

    And NATO, of course, will remain committed to the KFOR mission, and will cooperate with the international community to help develop a peaceful, democratic and more ethnic Kosovo.

    The top agenda operationally in Istanbul will be Afghanistan, and I welcome your remarks, Mr. Chairman, and I am very grateful for the strong statements that you made to your colleagues at the NATO assembly in Bratislava and your letter to the NATO Heads of State and government.

    This is a decision point for the Alliance. It is a matter of political will. We have much at stake, not only for the credibility of the Alliance, but also for the progress that we have initiated and is under way in Afghanistan.
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    We, of course, would welcome an increased NATO role in Iraq. With the recent establishment of the Iraqi interim government, the recent passage of U.N. Security Council Resolution 1546, and the fact that more than half of the NATO Allies have forces contributing to the stability operations in Iraq, we hope that NATO Heads of State and government will pledge support for the new Iraqi government, and perhaps consider an expanded operational role for the Alliance in Iraq.

    As the Alliance moves forward with its increasingly global agenda, it will of course not forget core vision of the transatlantic community, the creation of a Europe that is undivided, free, and secure.

    Heads of State will reiterate at the Istanbul Summit NATO's open door policy. Indeed each NATO Ally, old and new, has an interest in welcoming, reinforcing, and assisting the decisions of Albania, Croatia, Macedonia, and Ukraine to seek NATO membership.

    Bob spoke about what we call the area of engagement, and here NATO will focus on the Middle East. The brutal attacks of 9/11, and more recently in Casablanca, Istanbul and Madrid, demonstrate that if the Alliance is to ensure peace and stability in Europe and North America the Alliance needs to contribute to peace and stability beyond Europe. Toward that end the Alliance hopes to enhance the Mediterranean Dialogue by expanding its activities in counter-terrorism, counter-proliferation, and stability operations.

    NATO can also create a wider set of tailored relationships with selected nations of the Greater Middle East who have an interest in working with the Alliance. This year we will celebrate the 10th anniversary of the Partnership for Peace. This initiative has been highly successful in promoting stability and democratic principles in Eastern and Central Europe, and in ensuring interoperability between NATO and partner forces.
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    It is our intention now to focus this program on strategically important regions of Central Asia and the Caucasus.

    And then there is the issue of defense transformation, a key priority.

    Our NATO operations in the Balkans, the Mediterranean, and Afghanistan, and our support efforts in Iraq, have placed unprecedented demands on NATO's force structure. These stresses have highlighted capability shortfalls that we discussed before and that continue to beleaguer Allied forces. Some progress has been made since 2002 in addressing these shortfalls, particularly in the area of CBRN defense and precision-guided munitions.

    But more work is clearly in order. This is particularly true in such areas as combat support, combat service support. These include engineering units, military police, and medical support, as well as air refueling, and strategic lift.

    The Prague Capabilities Commitment that sprang from the 2002 Prague summit, and the NATO Force Goals process, will be the primary vehicles for nations to improve their capabilities.

    At the Istanbul Summit, we hope that NATO will adopt improvements to the latter, to the Alliance defense planning process. This is one of the defining elements of NATO that distinguishes NATO from all other alliances, and has made the Alliance second to none.

    We hope that Heads of State and government in future planning cycles will publicly endorse NATO's Level of Ambition. The LoA is the statement of how many, what size, and what sort of operations NATO needs to be capable of handling, and is the basis for those force goals that we developed for Allies.
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    What is needed is a higher level and public endorsement of the LoA, because I believe that this would increase political ownership and, I hope, commitment to NATO requirements. And our thinking behind this is very much driven by your thinking, sir, of bringing transparency to the process as a means to add more political weight to support the whole process.

    Another priority improvement that we seek is a reinvestment objectives program, to use NATO terminology. Many nations remain encumbered with excessive in-place territorial defense forces. The maintenance of these legacy forces drains precious euros from defense budgets.

    We need to encourage nations to eliminate static forces and reinvest those forces—not back to the national treasury, but back into those assets that would yield the more deployable and more militarily useful forces.

    Mr. Chairman, as NATO Heads of State and government convene at the Istanbul Summit, they will meet as an Alliance bound by common values, energized by a shared vision of a Europe that is whole and free and more responsive to the global challenges and opportunities before the transatlantic relationship.

    They have much work before them, and they will continue to press NATO on its unfinished business and to ensure that our Alliance and the transatlantic link remains strong and relevant in the 21st century. Thank you.

    [The prepared statement of Mr. Brzezinski follows:]
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PREPARED STATEMENT OF IAN BRZEZINSKI, DEPUTY ASSISTANT SECRETARY OF DEFENSE FOR EUROPEAN AND NATO AFFAIRS, U.S. DEPARTMENT OF DEFENSE

    Mr. Chairman, members of the committee: Thank you for the opportunity to participate in this hearing on the NATO Summit that will take place in Istanbul on June 28 and 29.

    NATO's fundamental purpose remains collective defense. However, the missions that now flow from this responsibility are very different than those for which the Alliance planned during the Cold War and even those executed in the last decade. Unpredictable, seemingly wanton terrorist attacks, such as those that occurred on September 11, 2001 and more recently in Istanbul and Madrid, make clear the danger to open societies posed by those with a bent toward mass casualties. The scale of danger posed by terrorist organizations is especially alarming given their desire to acquire Weapons of Mass Destruction.

    The 9/11 terror attacks set the stage for transformation at NATO. The Prague Summit of November 2002 served as an important benchmark during a period of unprecedented activity and change in the Alliance. Indeed, more transformation in mindset and capability has occurred at NATO over the past two years than in any ten year period since the Alliance's establishment in 1949. Allow me to briefly highlight some of the major accomplishments and initiatives that set the stage for this month's Istanbul Summit:

    Operations EAGLE ASSIST and ACTIVE ENDEAVOR: NATO is playing a growing role in the global war against terrorism. We all can recall with great appreciation the Alliance's invocation of Article 5 for the first time in its history immediately after the attacks of 9/11. Shortly after, our Allies launched Operation EAGLE ASSIST, sending NATO-owned Airborne Warning and Control aircraft to the U.S. in support of our Operation NOBLE EAGLE, helping patrol American skies and guarding against further attacks.
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    NATO continues to execute Operation ACTIVE ENDEAVOR, another important element of NATO's Article 5 response to the September 11th terrorist attacks. Under this mission, Allied ships and aircraft patrol the Mediterranean Sea against suspected terrorist vessels. To date, ACTIVE ENDEAVOR forces have tracked over 46,000 ships and have boarded over 480 ships suspected of terrorist-related activities. They have also escorted over 400 civilian ships through the Strait of Gibraltar.

    Afghanistan: In August 2003, NATO took charge of the International Security Assistance Force (ISAF) mission in Afghanistan. This is the first-ever NATO mission beyond the geographic confines of North America and Europe. Today, over 6,000 NATO troops deployed to Afghanistan provide stability in Kabul and the region of Konduz—and every NATO Ally and many NATO partners are contributing or have contributed to the military effort in Afghanistan.

    Iraq: When Poland stepped up to the difficult task of leading the 16-nation Multinational Division South/South Central in Iraq, NATO provided support in the areas of force generation, operations planning, and communications. Today, some 17 NATO Allies have forces contributing to stability operations in Iraq.

    Not too long ago many asked, would NATO go ''out of area or out of business?'' Would the Alliance address challenges beyond Europe, or had it accomplished everything for which it had been established, and was no longer relevant and needed? NATO counter-terrorism operations and its efforts in Afghanistan and Iraq demonstrate unambiguously that the Alliance is out of area and very much in business.
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    Command Structure Reform: At the Prague Summit, NATO decided to modernize and streamline its command structure. This new command structure, approved in June 2003, eliminated 9 headquarters from the existing 20. This reform will enable NATO commanders to respond more quickly and jointly to fast-moving crises around the globe.

    Allied Command Transformation: As part of its command structure reform, NATO established Allied Command Transformation (ACT) in Norfolk, Virginia, to better link U.S. and European transformation efforts. ACT already is creating new force planning and force generation approaches, analyzing lessons learned from operations, and developing new doctrine for employment of NATO forces. Under this Command, Centers of Excellence are being established in Europe that will provide training and concept development in counter-terrorism, civil-military cooperation, special operations and other military responsibilities. As a driver of Alliance transformation, ACT promises to be the backbone of military interoperability within Europe and across the Atlantic.

    CBRN Battalion: Before the end of this month, NATO will stand up a multi-national Chemical, Biological, Radiological, and Nuclear (CBRN) Defense Battalion. The Battalion, currently led by the Czech Republic, is already conducting readiness training and exercises. This unit will be able to rapidly react to a CBRN attack alone, or serve as part of another NATO operation.

    NATO Response Force: At the Prague Summit, Alliance Heads of State and Government agreed to establish the NATO Response Force (NRF). The NRF, which is scheduled to reach initial operational capability (IOC) in October 2004, is a 21,000-man joint force tailored to be lethal, versatile, technically superior to any envisioned threat, and readily deployable on short notice (5–30 days). The NRF is a vehicle for providing NATO with a high-end capability for the full spectrum of Alliance missions, with Allies committing forces on six month rotations.
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    Before even reaching initial operational capability, the NRF has proven to be a profound driver of transformation. At the operational level, the NRF is forcing NATO military authorities to develop more demanding readiness and capability standards as well as training and equipping certification procedures for units designated to serve on NRF rotations. Alliance doctrine for NRF deployment will be standard curricula at NATO schools.

    The NRF's influence is being felt in Alliance capitals as well. Member states recognize the need to change laws that restrict employment of their troops dedicated to NATO and the NRF. Some Allies are ensuring national laws smooth the way for quick dispatch of troops; other Allies are increasing the number of forces that legally can be deployed. The NRF has also initiated a healthy discussion over how to delegate planning and operational responsibilities so that in the event of a crisis, NATO political authorities are better able to deploy the force in a timely manner.

    NATO Enlargement: In April 2004, NATO welcomed seven new members: Bulgaria, Estonia, Latvia, Lithuania, Romania, Slovakia, and Slovenia. Their integration into NATO represents a significant step toward achieving our longstanding goal of building a Europe whole and free, where security and prosperity are shared and indivisible. As members of NATO, these seven countries help reinvigorate the Alliance's transatlantic link. They bring to the Alliance an appreciation for democracy and freedom that can only come from their recent memory of foreign domination and authoritarianism. This fact is only underscored by their consistent contributions to the Global War on Terrorism. Their soldiers serve alongside American soldiers and those of other Allies in Afghanistan and Iraq, in addition to NATO operations in the Balkans.

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    Mr. Chairman, the NATO Summit that Turkey will host in Istanbul will serve as a bookend to a period of tremendous change in the Alliance. It is also an opportunity for NATO Heads of State and Government to take stock of what we and our Allies need to accomplish to successfully execute the global war on terrorism and to chart the future course of NATO transformation. One can address the key priorities of the Istanbul Summit agenda under the following headings: NATO Operations, Enlargement, Engagement and Defense Transformation.

OPERATIONS

    SFOR and KFOR: The Balkans has been a region of great Alliance success and will continue to be an important focus of Alliance activity. Nearly a decade ago, in 1995, NATO undertook the tasks of separating warring armies and ensuring stability and peace in Bosnia and Hercegovina. Today, having accomplished these tasks, the Alliance approaches the Istanbul Summit intent on terminating the highly successful Stabilization Force (SFOR) mission. The European Union has indicated its readiness, under Berlin Plus arrangements, to initiate a new follow-on effort composed of police and military elements that will assist Bosnia with the remaining challenges associated with its efforts to attain full self-governance. NATO will remain engaged in Bosnia through a NATO headquarters in Sarajevo that will assist Bosnian defense reform, and have responsibility for combating terrorism and apprehending war criminals.

    In Kosovo, NATO has also ensured peace and stability ever since operation ALLIED FORCE in 1999 ended former Serbian Prime Minister Milosovic's atrocities against the region's Albanian population. At Istanbul, Allies will approve the most recent periodic mission review (PMR), an activity conducted every six months for both SFOR and KFOR that reviews each mission including its size and structure. The Spring 2004 PMR reaffirms the current size (17,000) of KFOR and takes into account the lessons learned from the outbreak in March of interethnic violence that caused nineteen deaths. While NATO forces were able to quell that violence, restrictive and incongruent national rules of engagement hampered the Alliance's response. Minimizing national caveats in KFOR and other NATO missions is a key objective of Supreme Allied Commander Europe, General Jim Jones (U.S.).
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    NATO will remain committed to the KFOR mission and will cooperate with Kosovars and the international community in the effort to develop a peaceful, democratic, multi-ethnic Kosovo.

    Afghanistan: A top agenda item of the Istanbul Summit is the Alliance's effort to expand the ISAF role in Afghanistan. The Alliance is now attempting to generate the forces necessary for ISAF to take responsibility for security in the northern and western parts of the country, as well as establish Provincial Reconstruction Teams (PRTs) in those regions (in addition to the PRT it now runs in Konduz). NATO is also considering assisting with the provision of security for the fall elections in Afghanistan. In the longer term, as ISAF expansion moves forward and as Operation Enduring Freedom moves from combat to stability operations, it would make sense for ISAF and Combined Forces Command-Afghanistan to be brought under a unified NATO command.

    To do this will, of course, require that Allies commit more resources to ISAF. I would like to express my appreciation, Mr. Chairman, for your efforts in urging Allies to ensure NATO's success in Afghanistan. Your strong comments to the NATO Parliamentary Assembly in Bratislava earlier this month, and your letter to NATO Heads of State and Government, were invaluable in getting that message to our Allies.

    Iraq: We would welcome an increased NATO role in Iraq. Indeed the U.S. Government supported a NATO role even during the period leading to the launch of Operation IRAQI FREEDOM. With the recent establishment of the Iraqi Interim Government, recent passage of UN Security Council Resolution 1546, and with 17 NATO Allies contributing forces to stability operations in Iraq, we hope NATO Heads of State and Government will pledge support for the new Iraqi government and perhaps consider an expanded operational role for NATO in Iraq. UNSCR 1546 requests member states and regional organizations to contribute assistance, including military forces, to the Multi-National Force (MNF). With its great experience in executing multi-national operations, the Alliance is in a position to assist MNF commands, undertake functional missions (such as training the Iraqi armed forces) and do more to assist NATO member states who have forces in Iraq.
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ENLARGEMENT

    As NATO moves forward with an increasingly global agenda, it will not forget a core vision of the transatlantic community: the creation of a Europe that is undivided, free, and secure. Heads of State will reiterate at the Istanbul Summit NATO's ''Open Door'' to future enlargement. The Alliance will continue working with Albania, Croatia, and Macedonia—the three current ''Membership Action Plan'' participants—to ensure and encourage their continuing reform efforts.

    A NATO-Ukraine Summit at Istanbul offers our leaders an opportunity to chart a course for cooperation that improves Kiev's prospects for membership. Ukraine has made much progress in military reform, but its leaders know that membership cannot be achieved through defense reform alone. Political and economic reform are equally important requirements. They are, indeed, the foundations of effective enduring military reform and the key to successfully preparing for the fiscal and political burdens that come with NATO membership.

    Eventually, if sufficient progress is made on political, economic, and military reforms, we would like to see the Alliance invite Ukraine to begin an intensified dialogue with NATO as a first step towards participation in the Membership Action Plan. A key indicator will be if Ukraine holds free and fair Presidential elections in November.

    The decisions of Albania, Croatia, Macedonia and Ukraine to seek NATO membership are decisions that each NATO Ally, old and new, has interest in welcoming, reinforcing, and assisting.
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ENGAGEMENT

    The Middle East: The brutal attacks of 9/11, and more recently in Istanbul and Madrid, demonstrate that if NATO is to ensure transatlantic peace and security, the Alliance must contribute to peace and stability beyond Europe. President Bush's ''forward strategy for freedom in the Middle East'' recognizes that as long as freedom does not flourish in that part of the world, it ''will remain a place of stagnation, resentment and violence ready for export.'' NATO will enhance the Mediterranean Dialogue—in which Algeria, Egypt, Israel, Jordan, Mauritania, Morocco, and Tunisia currently participate—by expanding its activities in counter-terrorism, countering the threats posed by WMD and their means of delivery, interdiction, and stability operations. NATO can also create a wider set of tailored relationships with selected nations of the Greater Middle East who express an interest in working with the Alliance.

    The Partnership for Peace: The Partnership for Peace (PfP) will celebrate at the Istanbul Summit its tenth anniversary. This initiative has been highly successful in promoting stability and democratic principles in Eastern and Central Europe, ensuring interoperability between Partner and NATO forces, and in helping countries prepare for NATO membership.

    The states of Central Asia and the Caucasus are on the front lines of the Global War on Terror. It is in the Alliance's interest to build their capacity to meet these threats. The U.S. has therefore proposed that NATO direct the PfP's focus toward these strategically important regions. We want to better meet the needs of these countries by renewing the PfP's original emphasis on security cooperation, defense planning, interoperability, and democratic control of defense forces. At the Summit, the Alliance will announce the assignment of NATO liaison officers to the Caucasus and Central Asia region.
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DEFENSE TRANSFORMATION

    Allied operations in the Balkans, the Mediterranean, Afghanistan and Iraq have placed unprecedented demands on the NATO force structure. They are highlighting with urgency longstanding capability shortfalls in areas such as airlift and in the deployable combat support functions vital to sustaining out-of-area operations.

    Capabilities transformation will be one of the principal themes of the upcoming Summit. At Istanbul, NATO Heads of State and Government will address concrete measures that reflect and promote the transformation of Alliance capabilities and of its procedures for defense planning and force generation.

    Capabilities: Good progress has been made since 2002 on capabilities such as Chemical-Biological-Radiological-Nuclear (CBRN) defense and precision-guided munitions. By 2005, most of NATO's high-readiness deployable forces will be equipped with current CBRN defense equipment, and most Allies will have the capability to deliver all-weather air precision guided munitions. The NATO Response Force and the multinational CBRN Battalion are milestone achievements. However, Heads of State will need to exhort further work on critical capability shortfalls such as combat support/combat service support (e.g. engineering, military police, medical), air refueling, and strategic lift (air and sea). The Prague Capabilities Commitment that sprang from the 2002 Prague Summit, and NATO Force Goals which establish national force commitments to the Alliance, will be the primary vehicles for nations to improve these capabilities.

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    Defense Planning: At the Summit, we hope that NATO will adopt improvements to its defense planning process that should help Allies more effectively meet their respective NATO force goals. One of our most important revisions could be a commitment for Heads of State and Government, in future planning cycles, to publicly endorse NATO's ''Level of Ambition'' (LoA). LoA is the statement of how many, how large, and what sort of operations NATO needs to be capable of handling, and is the basis of NATO's overall military requirements. Currently agreed at the level of Defense Ministers, a higher-level public endorsement of LoA would increase political ownership of, and, we hope, commitment to, NATO requirements.

    Another priority improvement we seek is a ''Reinvestment Objectives'' program, whereby NATO planners assist nations in identifying non-deployable force structure that does not respond to modern NATO requirements and should be eliminated—with savings reinvested toward needed, deployable capabilities. While some Allies are already reforming their force structures to increase deployability, sustainability and lethality, many nations remain encumbered with excessive in-place, territorial defense forces. The maintenance of these ''legacy'' forces drains precious Euros from defense budgets. We need to encourage nations to eliminate static forces and reinvest resources to create deployable, usable forces.

    At Istanbul, Heads of State and Government will task further work on a project aimed at pressing Allies to increase the proportion of deployable, usable forces in their defense structure. We are working on developing a system of targets and metrics that establishes benchmarks for force deployability and measurements to assess national performance.

    Force Generation: NATO has always had difficulty in filling agreed-upon force requirements for its missions. We need to improve NATO force generation procedures—a question of both process improvements and political will. We need to create better ties between force generation—which involves planning and commitments for current operations—and force planning, which involves planning and commitments for long-term force availability. Toward this end, we aim to establish shared databases between operations planners and force planners, and conduct comprehensive yearly planning conferences that compare ongoing operations and NATO Response Force requirements with long-range force plans.
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    There is no question, however, that the key necessity remains: matching the political will to embark on operations with the political will to contribute capable forces. Nations need to back up their political decisions to engage in operations by providing the necessary military forces.

    NATO recognized at the Prague Summit that the Alliance had to transform itself to meet successfully the challenges of the post 9/11 world. Great progress has been made toward that end. Significant work remains to be done. As NATO Heads of State and Government convene at the Istanbul Summit, they lead an Alliance bound by common values, energized by a shared vision for a Europe whole and free, and more responsive to the global challenges and opportunities before the transatlantic relationship. They will press NATO to continue its unfinished work, to ensure that our Alliance and the transatlantic security link remains strong and relevant in the 21st century.

    Thank you, Mr. Chairman, and I am prepared to answer any questions you and the Committee may have.

    Mr. BEREUTER. Thank you very much, Secretary Brzezinski. I think we will proceed in a modified fashion, and I will start. Something that you just said in closing, Secretary Brzezinski, about more transparency.

    I have been interested in this subject because some of my European colleagues and the Parliamentary Assembly used some of the people in the U.S. Mission to NATO have suggested that Congress is very inadequate in the oversight that it conducts many things, including the military, and most students of the Congress would agree with that.
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    Still, we have far more insight into what our military does, and how it is meeting its goals and objectives, and commitments, than do my colleagues in the European countries with respect to their Defense Ministers.

    At least they tell me that, and I believe that it is true. So, I have encouraged the last two SAC leaders, and of course they are both Americans, are very capable people, to be more candid with NATO Parliamentary Assembly members, particularly in their February meeting, than they have been.

    And apparently that is seen as too sensitive to tell them the truth, but my colleagues in these countries, and perhaps it is true of Canada as well, do not understand what it is that their Defense Ministries are not meeting the commitments that they make, including commitments at the Prague Summit.

    And at this point I would like to suggest that the Administration and the Defense Department reconsider this cautionness and laying the cards on the table before calling. The fact that it will be a closed session in February just for the Parliamentary Assembly, and you are very familiar with how that goes.

    And I would offer that to you as a suggestion because it seems to me that is one way for parliamentarians to begin to take greater control over how their military is expending their funds, and to help us really stand up for the capabilities that have been pledged.

    I noted that in Istanbul, Secretary Bradtke, that your comments about Ukraine, and of course I appreciate very much the two of you working with our delegation before my visit and our overall visit to Ukraine last month.
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    You said that Heads of State will ask the Ukrainian Government to hold free and fair elections transparency, and I made that request to President Kuchma directly, and I asked him if he would have any objection to election observers that were logically accreditable coming into Ukraine to observe the election in whatever numbers that the international community would send them, and he said that would be the case.

    And in light of the violence that has taken place in an opponent's election, which I have been told is a crucial election in the direction of Ukraine and its future. So I am wondering whether the United States will have its own election observers either directly or indirectly, and to what extent do you think the international community can be persuaded to provide significant election observers or teams that have desirable Ukrainian and Russian language capabilities.

    People suggest that only 1 out of 40 polling places will have an election observer, and it would really come down to a much better ratio than that I think if in fact people are to have confidence that the election process will be free and fair.

    And given the fact that the TV is controlled, with one exception, by the government, that at least would be an offsetting advantage to cause people to come out and vote their conscience and vote their best interests as they understand it.

    So what are we doing in that respect, and what could we do, Secretary Bradtke?

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    Mr. BRZEZINSKI. Sir, regarding the transparency of the defense planning process, your points are very well taken, and we are very eager to work more closely with your Committee and with the NATO Parliamentary Assembly, and to provide briefings on the process.

    We are eager to change and bring more transparency to NATO, and that requires a consensus on the part of our NATO Allies. You have driven home very clearly the need to bring more buy-in from the political processes of these governments, and it is very much that which motivates us to push our first step toward making more public the Level of Ambition.

    And also we are working to come up with a set of metrics that could be used publicly, and that could help governments, parliaments, and us better assess the readiness of nation's forces to serve in NATO mission.

    Mr. BEREUTER. Mr. Secretary, of course decisions made by the NRF are unanimous, have to be unanimous, but it seems to me that the specter can make directly a comment to parliamentarians saying that Country X, here are your promises, and you have only met 15 percent of this one, and you have only sent two companies, and you have committed two battalions.

    And that does not take a consensus. That does not take a decision of the NRF with respect to do that it seems to me.

    Mr. BRZEZINSKI. It does in a way, sir, because those force goal commitments are right now NATO classified. They are shared only with the governments of the NATO Alliance, and the governments that signed up for the particular force goals, and those individuals whom governments believe should have access to the goals.
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    Mr. BEREUTER. So unfortunately you are saying that most European countries would not consider their elected parliamentarians to be part of the government of that country?

    Mr. BRZEZINSKI. I would not put it quite in those words, but sir, they have their own ways of developing consensus and support, which can sometimes be controversial procurement decisions and budgeting decisions.

    Mr. BRADTKE. If I could just respond on your point. This is obviously a historic election that the Ukrainians are facing and we want to have vigorous observation and an election observer mechanism in place if we possibly can.

    We are now in the Administration developing our plans, and certainly want to engage organizations like NDI, or IRI, and we also want to work with the OSCE, which has the capabilities and experience in this area as well.

    We also want to set up a structure where Ukraine could see problems and could see evidence of fraud and feed that quickly into international observers and mechanisms so that we can broaden out our base beyond just foreign observers, who may or may not understand in some cases what it is that they are seeing.

    So we are very much committed to a broad-based and a vigorous effort to observe and monitor these elections.

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    Mr. BEREUTER. Thank you, and I will turn now to Mr. Wexler.

    Mr. WEXLER. Thank you. For months I listened to Secretary Powell's very eloquent speeches about the potential role for NATO in Iraq, and Congressional leaders, Republicans and Democrats, I think alike talk about the possibility of an open and expanding role of NATO in Iraq. If I understand what occurred at the G–8 summit, essentially what efforts the Administration made to entice our allies into a expanded role in Iraq was rebuffed, and I was just curious if the goal of the expanded role of NATO in Iraq is dead, and if it is not dead, what do we realistically expect that they will be doing as we turn over sovereignty to Iraq?

    And the second question that I have is if I understand the facts correctly, in terms of NATO's commitment in Afghanistan, in 2 weeks they were supposed to have six Provisional Reconstruction Teams in place, and I think we would all agree that there is a political failure as far as if they will, and Mr. Bradtke suggested that he did not believe that there was a significant role in that political will and the failure of that political will in relation to over Iraq. So what is the cost?

    Mr. BRADTKE. If I may start with NATO and Iraq. We had said this for some time that we think that NATO should play a larger role in Iraq, and we have said that in the background that there are currently in addition to the United States 15 other NATO allies, who have something in the range of 18,000 troops already in Iraq.

    So again NATO countries are present, and we had looked at the possibilities for a larger role for NATO as a collective organization. I think we have been focusing in particular on two possibilities here.
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    One is what can NATO do to help those countries who are already in Iraq. We do not think it is realistic to think that there is going to be large numbers of new troops. Secretary Powell said that over the weekend.

    But what we do want to focus on is one category of how we can help those countries who are there to stay there, and how to help facilitate their efforts in Iraq.

    And the second thing, and it is important to keep this in mind as we get to the first of July and the transfer of sovereignty, is that after July 1st, what an Iraqi sovereign government wants becomes very important here.

    We want to talk to the sovereign government to see what kind of role they are interested in having NATO play. We think that there are possibilities here, for example, to help train the Iraqis to provide for their own security.

    So these are two broad areas that we are looking at and that we will be discussing I suspect in these 2 weeks before Istanbul, and that we may just focus their discussions when we get to Istanbul.

    So again we remain interested in a larger NATO role in Iraq. We don't expect that it would be large numbers of new forces committed. The question is can we help those countries that are there to remain there, and how do we take into account the views of the sovereign Iraqi government about the kind of role it wants NATO to play.

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    On Afghanistan, again, as I said before I believe there is a strong agreement in the Alliance on Afghanistan, and that I don't see Iraq is spilling over to affect that. But we have not made the kind of progress we should have been making on providing forces for expanding PRTs, and a larger NATO role.

    I think that there are a number of reasons for this, and I suspect that my colleague can add a few more as well. One reason is that our most capable allies are pretty well stretched.

    Countries who have capabilities that are outside of Europe and sustain them in the field are engaged in Iraq. They are already engaged in Afghanistan.

    In the case of France, for example, it has been engaged in Haiti, and Africa, and so again some of the most capable allies are engaged in other places.

    It comes back to the visibility problem that Mr. Brzezinski mentioned, which is that NATO does not have forces that are deployable and sustainable in the field in sufficient numbers.

    There are too many forces that cannot be used for combined issues, and that are made up and have undertaken missions in places like Afghanistan.

    Mr. WEXLER. If I may, which of our allies that are—which of the ones that we are talking about that are overextended in Iraq?

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    Mr. BRADTKE. I said Iraq, but I meant the Balkans, Iraq, and Afghanistan. If you take the British, for example, they are clearly quite stretched, and again I mentioned the French.

    One of the difficulties in getting just the French forces for ISAF is that they have a thousand troops in Haiti, and which we have been very grateful for, and has been very helpful to us.

    And they have been active in Africa as well. So again I felt that those are the two countries that are perhaps traditionally and historically the ones who have had forces that were deployable.

    Mr. WEXLER. Fair point as to the British, and it is our Administrative collective conclusion then that a thousand forces NATO, and in Haiti, and what forces they have in Africa, that is all we can expect?

    Mr. BRADTKE. Well, if you take the total number of French forces that are currently deployed outside of metropolitan France, it is about 40,000, about 40,000 troops. So when we approach them, that is the point that they make. They have got 40,000 troops deployed out of metropolitan France.

    Mr. WEXLER. Without reaching any judgment, then what value is the French participation in NATO?

    Mr. BRADTKE. Well, France is in the Balkans.
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    Mr. WEXLER. About how many troops?

    Mr. BRADTKE. If you will bear with me. The French have 2,600 troops in KFOR, and they have another 750 or 760 in SFOR. They also have more than 500 in ISAF right now, and they have several hundred troops in Operation Enduring Freedom.

    But again as an example, I think that some of our more capable allies are more stretched. That does not mean that others should not be doing more.

    Mr. WEXLER. Is Turkey overstretched?

    Mr. BRADTKE. Turkey is, and if you look at the rotation of forces in Afghanistan, and we would be able to comment on Turkey's capabilities as well. As you mentioned, Mr. Chairman, Canadians will be giving up the leadership of ISAF, and it will be just handing it off in September, and the idea is that after the meetings that Turkey would then come in.

    So again there is a rotation here, and I think that Turkey will be doing their part. But what I said it not to take away from the point that I think that our allies can't do more. I think there is a problem here of political will, of perception.

    Afghanistan put a lot of allies in a country that is a long way from Europe, and we still have not had the recognition that those security threats have come up in places like Afghanistan are as important as the threats that might be on the doorstep of Europe.
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    So again we need to work with our allies to get them to understand the importance of doing this. I believe that by the time that we get to Istanbul we will succeed in generating the forces so that ISAF can complete stage one of its expansion.

    I think that there is a very good prospect that we will get there by the end of the summer.

    Mr. WEXLER. Thank you. Secretary Brzezinski.

    Mr. BRZEZINSKI. I guess I would just add two points, sir. One, regarding Iraq, we are very aware of the statements that were made by President Chirac and other Europeans at Sea Island.

    I guess I would just mention that we have more than half the Alliance—Bob counted 15, and mine is actually 16, but it more than half with an interest in having NATO pledge more than a minimum political role in Iraq.

    One or two leaders can block NATO consensus, and that is one of the things that makes NATO a unique alliance. I mean, the views of one or two leaders should not be misconstrued as the consensus of the rest.

    And actually in the conversations that I have with my colleagues in the Ministries of Defense and some of their Foreign Ministry counterparts I see a broad readiness and willingness to do more.
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    But this is an Alliance decision, and it will take consensus to get it, and I think with the progress that is being made in the U.N., and the setting up of the new Iraqi Government, and the fact that there is such an Alliance interest and presence through member states, that we will make progress, and Bob outlined a good spectrum of the areas where that is possible.

    On Afghanistan, it is true that European and Allied forces, including our own, are stretched more than they have ever been, even during the Cold War, because of the global nature of their deployments.

    But the fact remains that our Allies, as articulated by the Chairman, have put on the table a large number of forces, helicopters, airlift, medical units, and such, that are part of their commitments, designated forces, to be available for new operations.

    They have politically endorsed the objectives of expanding ISAF. They have endorsed the objective on supporting the security operations to help facilitate the elections.

    So there really is a mismatch between political will and how they are willing to back it up. There are two dynamics that kind of permeate NATO force generation that are unhelpful.

    One is the fact that there is a tendency to always turn and say that the United States can do it. They are a global power, they have this huge force structure, they have done it before, and they will fill in the force shortfall. They have always done it in the past.
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    And it is a bad habit, and it is one that is unsustainable in light of the demanding operations that we are undertaking, that our Allies our undertaking, and that NATO is undertaking.

    And then, second, there is kind of an ability in our Allies to stay, well, not only have we put on our list of available forces a company or helicopters, but so has this country, and this country, and they can step forward.

    And it is a little bit of a kind of standoff until the very last minute when it becomes absolutely imperative, and Allies recognize that they will all lose, and then people step forward, and they shake out their forces and come up with the resources.

    I am somewhat optimistic that with Istanbul coming up, and it is such a high profile event, that with its decisions having such an impact on Afghanistan, a region that is not only indirectly significant to their interests because of its location, and the countries that it borders, but also because of the drug problems that tend to flow from that area, that region, over to Europe.

    So they have a real vested interest in making sure that the ISAF mission and the whole Afghan effort is successful. It is not a clear direct answer to you, but I hope that it gives you a sense of why in the end in these coming 2 weeks we are going to be able to shake out those shortfalls.

    Mr. BEREUTER. I have a few questions and I am going to continue the line of questioning by Mr. Wexler, and maybe I can raise just a few points that the two of you can kick off with responses to.
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    First of all, even given the number of troops that the French and British have, and the countries that are likely to have deployable forces and a history of deploying them, 2 million men and women in uniform in NATO allied countries, it is still hard to explain why there are not sufficient units and sufficient helicopters available.

    And those commitments have been made, and it is sort of a cliche that I downgraded myself when I heard it, but it does raise the question that perhaps there are too many people in the ceremonial bands, and whether or not there are enough land combat units, or whether there are enough special operation units in these countries today.

    I wonder now that the—well, first of all, the Spanish force, and the controversial decision that the Spanish Government would indicate that it would withdraw troops from Afghanistan shortly, I believe, or excuse me, from Iraq.

    And I understand that they had been pressed to send those troops to Afghanistan and the excuse has been, well, wait until after the elections. Well, your elections are over, and so I am wondering what the prospects are in sending Spanish troops to Afghanistan in the very near future.

    Another point with respect to Afghanistan has the Administration considered asking the Alliance to send a land brigade of the NATO Response Force to Afghanistan to provide security with the September elections, and then switching to Kosovo.

    What is our long term exit strategy, and I hope that it wouldn't be so long term, but what is our exit strategy on Kosovo? We have ethnic cleansing that is going on in parts of Kosovo. Now we have found that the Serbian population in these enclaves and in these cities and protect against any slaughter.
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    They want independence, and they are all kinds of reasons why that is so controversial, and why so many countries have their interests and totally oppose independence. How are we ever going to get to the point where forces can be withdrawn, and we can expect peace and tranquility to prevail?

    Mr. BRADTKE. Let me take two of those questions, and I will leave one for Ian. On Spain, Spain is clearly aware of our interests and NATO's interests in seeing a larger Spanish contribution in Afghanistan.

    The NATO Secretary General, who was in Madrid a week or 2 ago, raised this point, and I will let the Spanish Government decide the timing of whatever it is going to say.

    It would be very helpful if Spain could step in and meet some of these shortfalls in forces and equipment. On Kosovo, the violence on March 19 or in March rather, which killed 19 people, was a serious setback.

    Frankly, we have been trying to work with the United Nations since the end of last year on this concept of standards which would lead to a discussion and a review in mid-2005 on what the extent of democratic standards and the rule of law on civil society, and on the market economy.

    And whether enough progress could be made on the standards by mid-2005 to then begin a discussion on what the status of Kosovo should be. That was going to be time lined and be stretched out.
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    The events of March were a setback to that process, and I think we realized that things were just moving too slowly, and that we needed to be more engaged, and that the contact between our major European partners and Russia needed to be more engaged.

    The United Nations needs to be more engaged in managing this process of standards. So we will be having in Kosovo probably about every 6 weeks meetings of the contact group, which will be designed to measure progress on this package of standards that the United Nations put down.

    We also have established what we call an intensified dialogue involving NATO, and the European Union, and the United States, again with the notion of trying to put pressure on all sides to work on these issues of standards and to deal with one another in a constructive way.

    It is a process that we are trying to intensify, and Mr. Holkeri, the U.N. Secretary General's Special Representative, has announced that he is leaving, and we expect there to be a new Special Representative named in a couple of days, and we will look to this individual also to bring energy to this process.

    Because letting the situation drift along unresolved is going to be creating a greater danger. And again we believe that the basic path here in trying to work on this set of standards so that we can have a discussion in mid-2005 is a likely process.

    Mr. BEREUTER. Mr. Brzezinski, there are several questions and I would like your response on them.
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    Mr. BRZEZINSKI. Sir, you mentioned the NRF, and the election support in Afghanistan. Let me just make a couple of points on that. One is that this is an idea that is under discussion.

    Second, we should remember that the initial operating capability date for the NATO Response Force is for October of this year. And it is a force which has not reached what we call its full operational capacity, which is scheduled for October 2006. So it is still a very nascent kind of entity.

    And we have exercised it and it has demonstrated some capabilities, and we are of course looking for opportunities on how we can shake it out. The second point is that the NATO Response Force was generated first and foremost to provide a capacity to respond aggressively to an emergency situation.

    And the question raised by some Allies is whether election support really constitutes an emergency situation. Perhaps one way to get around that is that while we have the capacity—it has about a brigade capability and it is supposedly deployable—it needs to be tested.

    And election support is an opportunity where you could have a mission that has a clear start date and a clear end date, and in which we could have a test run for the NRF, and do so in a way that would be very helpful in Afghanistan.

    Mr. BEREUTER. Secretary Brzezinski, some criticism has recently been leveled against the United States, saying that we are not meeting our capability goals, and also suggest that is true of the NRF, and I wondered if you could respond to that.
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    I also noted in August when I visited the corps headquarters, and a location near Milan, and that the last two officers to arrive were Americans. Why is it that we are getting—the way we are with respect to the Prague summit capabilities, and why would it be that we are seemingly the last to fill some of our responsibilities, even if that is only one case.

    Mr. BRZEZINSKI. I can't speak for the case in Milan, but I will look into it and get back to you. In terms of our role in the NATO Response Force, I think we have a pretty good role.

    We are in rotation number two. We have about 800 personnel, we have an airlift, we have some intelligence platforms committed to it, and a ship. So it is not an insignificant capacity.

    Mr. BEREUTER. But no land combat units?

    Mr. BRZEZINSKI. We do have land units, but not land combat units, and our——

    Mr. BEREUTER. What is the rationale there?

    Mr. BRZEZINSKI. Well, part of the rationale, sir, is that this is meant to be a NATO initiative, and there has been a tendency in the past for NATO initiatives to be totally filled out by U.S. forces.
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    My Secretary is very intent on having a genuine NATO Response Force, and we want to put the burden mostly on the Europeans. And the good news is that the Europeans have come forward, and they are robust at filling up in the first two locations of the NATO Response Force, and we are making good progress on the third rotations starting in July.

    And we are measurably steadily increasing our contribution. Our contribution for rotation two was more than the contribution for rotation three, and our contribution to rotation three is more than our contribution to two. So it will steadily go up.

    So far I have not seen any indication that not doing more harming NRF. In fact, the NRF is evolving in a manner that is exceeding expectations and is having a profound impact upon NATO transformation.

    Mr. BEREUTER. Secretary Bradtke, you know about our military operations and peace enforcement, and peace and stability activities are contributing mightily to the huge deficits that our country is running up.

    And I keep hearing from European Finance Ministers that we simply do not have the financial resources to keep those commitments that we evidently made. I would suggest that in part that is because they are now facing the cost of a huge social welfare system, and a declining population.

    But certainly another factor could be that in order to continue to qualify for euros, that they have to meet certain budgetary requirements, and their excuse for not making the defense expenditures that they made.
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    And keeping some of it under 2 percent of GNP, and which is sort of a minimum expectation that the newest members of NATO may be spending as part of their GNP. And would you like to comment on that, please? As a matter of equity, for the American taxpayer?

    Mr. BRADTKE. We certainly would like to see our European allies to spend more money on defense, and there are a number of countries that simply are not bearing their fair share of the burden.

    We do hear the story that you mentioned, because of the constraints of being part of the Euro zone, and they are not able to increase their defense expenditure, and in some cases make short term commitments of resources.

    That is something again that we have had for a long period, for the last couple of decades trying to upgrade their defense expenditures. I think the second part of it is how they are spending their money, and if they spend it more efficiently and wisely, you get more out of the expenditures that they make.

    The figures that you cited, that there are 2 million men and women in their armed services, and with a deployable number that is less than 100,000. That is not a very efficient use of whatever resources are being put in.

    Again, we need to made this point, and we need to continue to urge our allies to increase their defense expenditures, and we will continue to work through NATO through the transformation process and try to make those expenditures more efficient.
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    But I will say that I feel that as we calculate what our own interests are, that I believe that it is important that we are involved in the places around the world where we are involved in.

    Our deployments are serving American interests, and it is important to our national security, and it is important to pursue U.S. influence around the world. So again, this is a burden, and perhaps a burden that we bear disproportionately, but I think it is one that I think serves American interests.

    Mr. BEREUTER. I don't disagree with you at all as you would expect, but I do think since it is in their back yard, they should have greater expectations about what they are going to spend.

    We have a series of votes, and I hope that you recognize that the questions directed your way are in no way hostile, but I hope establish in the record in giving you some questions expressed by Members of Congress that it might be helpful to you with your own international counterparts in NATO, and in the countries that are involved in PfP.

    I thank you very much for your response to our questions and for your written statements. We very much appreciate your cooperation and assistance that both of you have provided, and along with your colleagues that have supported you, and not only testifying here today, but working with the NATO Parliamentary Assembly, and European, and other allies. Thank you very much. The Subcommittee hearing is adjourned.

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    [Whereupon, at 2:43 p.m., the Subcommittee was adjourned.]